Cообщения о корпоративных действиях по ценным бумагам иностранных эмитентов

Эмитент

XPO Logistics, Inc.

ISIN

US9837931008

Повторное уведомление

Тип корпоративного действия             

Распределение дополнительных акций при выделении компании

Референс корпоративного действия

744095

Обязательное событие

Инструкций не требуется

Дата объявления

15 сентября 2022 г.

Дата/Время вступления в силу

03 ноября 2022 г.

Дата фиксации

02 ноября 2022 г.

Экс-дивидендная дата или дата/время распределения

01 ноября 2022 г.

Дата платежа

03 ноября 2022 г.

Ставка (дополнительно к имеющимся ценным бумагам)

1.0/1.0

ISIN зачисляемого выпуска

US74982T1034

Информация предназначена для квалифицированных инвесторов

Эмитент продублировал информацию

От Вышестоящего депозитария поступила информация о корпоративном действии «Распределение дополнительных акций при выделении компании».

Новые финансовые инструменты будут отражены по счетам депонентов после их зачисления на счета ООО «Инвестиционная палата» в Вышестоящем депозитарии.

Детали корпоративного действия приведены в тексте сообщения от Иностранного депозитария.
Текст сообщения от Иностранного депозитария:
CAED/DEMERGER

————— EVENT DETAILS ——————-
A DEMERGER HAS BEEN ANNOUNCED AS FOLLOWS:
. OFFICIAL RECORD DATE: 20/10/2022
. OFFICIAL PAYMENT DATE: 01/11/2022
. DUE BILL DATE: 02/11/2022
.
ACCORDING TO LOCAL MARKET PRACTICE, DTC WILL EXECUTE THE
DEMERGER BASED ON THE POSITIONS ON THE DUE BILL DATE (RECORD
DATE OF EUROCLEAR BANK)
.
THE CREDIT OF THE NEW SHARES IS EXECUTED BY DTC ONE BUSINESS DAY AFTER THE DUE BILL DATE. THE DEMERGER WILL BE EFFECTIVE IN
EUROCLEAR BANK UPON RECEIPT OF THE SHARES FROM DTC, I.E. TWO
BUSINESS DAYS AFTER THE DUE BILL DATE.

Дополнительную информацию будем доводить до Вашего сведения по мере ее поступления.

Эмитент

GSK plc

ISIN

GB00BN7SWP63

Новое уведомление

Тип корпоративного действия             

Реинвестирование дивидендов

Референс корпоративного действия

749622

Обязательное событие

требуются инструкции

Статус обработки

Полная информация

Дата КД (план.)

12 января 2023 г.

Дата фиксации

18 ноября 2022 г.

Экс-дивидендная дата или дата/время распределения

17 ноября 2022 г.

Цена, полученная в расчете на продукт

Фактическая сумма 0.1375 GBP

Чистая ставка дивидендов

Ставка не определена

Размер дивидендов на 1 ц.б.

0.1375 GBP

Период действия на рынке

Неизвестно

Минимальное количество, требуемое для исполнения

1.0 (количество штук)

Информация предназначена для квалифицированных инвесторов

Поступила информация от Вышестоящего депозитария о предстоящем КД «Реинвестирование дивидендов».

Согласно поступившей информации дивиденды можно получить в денежной форме либо в виде ценных бумаг.

Обращаем внимание, что для получения дивидендов в денежном виде в фунтах стерлингов инструкции не требуется (вариант корпоративного действия 001 применяется по умолчанию).

Обращаем внимание, что условиями проведения корпоративного действия при направлении инструкций на участие в нем может быть предусмотрена блокировка ценных бумаг

Опции:

001 — CASH Деньги GBP (по умолчанию)

Размер дивидендов на 1 цб 0.1375 GBP

Цена, полученная в расчете на продукт Фактическая сумма 0.1375 GBP

Дата платежа – 12 января 2023 г..

002 — SECU Ценные бумаги

ISIN — GB00BN7SWP63

Описание бумаги GSK plc ORD SHS SDRT 0.5

Дата платежа — 12 января 2023 г.

Дополнительный текст NARS/ISIN GB00BN7SWP63DRIP PRICE: TBA AVAILABLE DATE: TBA

Дополнительную информацию будет доводиться до Вашего сведения по мере ее поступления.

Эмитент

On Track Innovations Ltd.

ISIN

IL0010834682

Тип корпоративного действия             

Конвертация при слиянии/присоединении компаний

Референс корпоративного действия

749034

Обязательное событие

требуются инструкции

Новое уведомление

Дата фиксации

Неизвестно

Минимальное количество, требуемое для исполнения

1.0 (количество штук)

Предлагающая сторона

ON TRACK INNOVATIONS LTD

ISIN списываемой бумаги

US09215C1053

Дата платежа

Неизвестно

Дата валютирования

Неизвестно

Обновление от 03.11.2022:

От Вышестоящего депозитария поступила дополнительная информация.
В раздел ACTIONS TO BE TAKEN текста сообщения Иностранного депозитария внесены изменения.
Текст сообщения от Euroclear Bank S.A./N.V.:
NOTE/NOTICE TO BE SENT BY
PARTICIPANT
UPDATE 01/11/2022: ACTIONS TO BE TAKEN MADE AVAILABLE.

Предыдущее сообщение

От Вышестоящего депозитария поступила информация о корпоративном действии “Конвертация при слиянии/присоединении компаний”.

Обращаем внимание, что в настоящий момент существуют ограничения при участии в корпоративных действиях по иностранным ценным бумагам.

Опции:

Материалы к корпоративному действию приложены к данному сообщению. Также материалы доступны по запросу у Иностранного депозитария.

Подробная информация изложена в тексте сообщения от Иностранного депозитария и материалах к корпоративному действию.

Текст сообщения от Euroclear Bank S.A./N.V.:
CAED/MERGER WITH ELECTION

————— EVENT DETAILS ——————-
NOTIFICATION OF AN ISREAL DECLARATION
. A DECLARATION OF STATUS FOR ISRAELI HAS BEEN ANNOUNCED BY THE COMPANY.
FOR GENERAL QUESTIONS, PLEASE E:MAIL: ONTRACK (AT) DFKING .COM OR CALL D.F. KING AT 800-549-6697 (TOLL FREE).
PURSUANT TO THE MERGER AGREEMENT, AT THE EFFECTIVE TIME THE
MERGER SUB WILL MERGE WITH AND INTO THE COMPANY, WITH THE COMPANY AS THE SURVIVING COMPANY PURSUANT TO THE MERGER AGREEMENT EACH ORDINARY SHARES OF THE COMPANY, PAR VALUE (NIS 0.1) PER SHARE, ISSUED AND OUTSTANDING IMMEDIATELY PRIOR TO THE EFFECTIVE TIME OF THE MERGER WAS CANCELLED AND CONVERTED INTO THE RIGHT TO RECEIVE FROM PARENT, IN CASH, USD 0.0599, EXCEPT FOR SHARES HELD BY THE COMPANY AS TREASURY SHARES OR HELD BY PARENT, OR ANY DIRECT OR INDIRECT SUBSIDIARY OF THE COMPANY OR OF PARENT.
THE MERGER BECAME EFFECTIVE ON 09/06/2022.
HOLDERS ARE ADVISED OF THE FOLLOWING:
1. THE MERGER CONSIDERATION IS USD 0.0599 PER ORDINARY SHARE, IN
CASH, WITHOUT INTEREST AND LESS ANY APPLICABLE WITHHOLDING TAXES.
2. IMPORTANT: TO AVOID ISRAELI INCOME TAX BEING WITHHELD AT THE
MA XIMUM APPLICABLE RATE UNDER ISRAELI LAW FROM THE MERGER
CONSIDERATION:
( I) FOR ANY SHAREHOLDER WHO PURCHASED SHARES AT OR FOLLOWING THE INITI AL PUBLIC OFFERING
.
TO BE FULLY EXEMPTED FROM ISRAELI WITHHOLDING TAX, HOLDERS MUST COMPLETE AND RETURN THE ENCLOSED DECLARATION OF STATUS FOR ISRAELI INCOME TAX PURPOSES BY 06/12/2022, CERTIFYING THAT
HOLDERS ARE NOT AND AT THE DATE OF PURCHASE OF SHARES WAS NOT A RESIDENT OF ISRAEL FOR PURPOSES OF THE ISRAELI IN COME TAX
ORDINANCE (NEW VERSION), 5721-1961 (THE ORDINANCE), AND HOLDS
LESS THAN 5 PERCENT OF THE COMPANY ORDINARY SHARES AND: IF
HOLDERS PRO RATA SHARE OF THE MERGER CONSIDERATION IS EQUAL TO OR LESS THAN USD 300 ,000 THEY HAVE ENCLOSED A COPY OF THEIR FOREIGN (NON-ISRAELI) PASSPORT (AND IF THEY DO NOT HAVE A NON-ISRAELI PASSPORT, THEY ENCLOSE AN IRS FO RM W-9, IF APPLICABLE TO THEM, OR ANY OTHER IDENTIFICATION DEMONSTRAT ING THEIR NON-ISRAELI RESIDENCY) WITH THEIR ISRAEL TAX DECLARATION.
.
IF YOUR PRO RATA SHARE OF THE MERGER CONSIDERATION IS MORE THAN US D 300,000, OR IS A CITIZEN OF ISRAEL, HAVE ENCLOSED A
RESIDENCY CERTIFICATE ISSUED OR CERTIFIED BY THE LOCAL TAX
AUTHORITIES IN CO UNTRY OF RESIDENCE WITH THEIR ISRAEL TAX
DECLARATION.
(II) FOR ANY BROKER RESIDENT IN ISRAEL THAT IS HOLDING THE
ORDINARY SHARES SOLELY ON BEHALF OF FORMER BENEFICIAL
SHAREHOLDER(S), AND IS SUBJECT TO THE PROVISIONS OF THE ORDI
NANCE AND REGULATIONS PROMULGATED THEREUNDER RELATING TO THE WITHHOLDING OF ISRAELI TAX, INCLUDING WITH RESPECT TO THE CASH PAYMENT (IF ANY) M ADE BY TO ITS FORMER BENEFICIAL SHAREHOLDER(S)
WITH RESPECT TO MERGER CONSIDERATION (ISRAELI BROKER), TO BE
FULLY EXEMPTED FROM ISRAELI WITHHOLDING TAX, SUCH BROKER MUST COMPLETE AND RETURN BY 06/12/2022 THE ENCLOSED DECLARATION OF STATUS FOR ISRAELI INCOME TAX PUR POSES CERTIFYING SUCH STATUS, OR
(III) FOR ANY SHAREHOLDERS WHO CANNOT CERTIFY ANY OF THE ABOVE AND HAVE A VALID WITHHOLDING CERTIFICATE ISSUED BY THE ISRAEL TAX AUTHORITY (THE ITA) REGARDING THE WITHHOL DING (OR EXEMPTION FROM WITHHOLDING) OF ISRAELI TAX FROM THE MERGER CONSIDERATION TO PARENTS REASONABLE SATISFACTION (A VALID CERTIFICATE) HOLDERS MUST SUBMIT SUCH VALID CERTIFICATE BY 06/12/2022.
.
IF YOU FAIL TO PROPERLY COMPLETE, SIGN AND SUBMIT THE DECLARATION OF STATUS FOR ISRAELI INCOME TAX PURPOSES OR TO PROVIDE A VALID CERTIFICATE OR MAKE AN UNTIMELY OR INCORRECT CLASSIFICATION AND BE LIEVE THEY ARE ENTITLED TO A REFUND, THEY WILL BE REQUIRED TO RECLAIM AN Y WITHHOLDING TAX DIRECTLY FROM THE ITA. PAYMENT FOR ORDINARY SHARES THAT HAVE BEEN PROPERLY SURRENDERED TO GETHER WITH A VALID DECLARATION OF STATUS FOR ISRAELI INCOME TAX PURPOSES OR A VALID CERTIFICATE WILL BE MADE ON AN ONGOING BASIS. THE MARKET EXPIRY DATE IS 06/12/2022.
.
OUR DEPOSITARY HAS NOT RECEIVED INFORMATION THAT WOULD INDICATE THAT THIS OFFER IS SUBJECT TO IRS 302.
THIS CORPORATE ACTION NOTIFICATION DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES BY ANYONE IN ANY JURISDICTION.
IT IS NOT, AND SHOULD NOT BE CONSTRUED OR TREATED AS, INVESTMENT OR FINANCIAL ADVICE. IN PROVIDING THIS INFORMATION, EUROCLEAR BANK IS NOT ACTING AS AGENT OF THE ISSUER.
BY SENDING AN INSTRUCTION TO EUROCLEAR BANK, YOU CONFIRM THAT YOU (AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) COMPLY WITH THE TERMS AND CONDITIONS OF THE CORPORATE EVENT AND COMPLY WITH APPLICABLE LOCAL LAWS OR REQUIREMENTS, INCLUDING BUT NOT LIMITED TO HOLDING AND TRANSFER RESTRICTIONS. IF HOLDING AND TRANSFER RESTRICTIONS WOULD PROHIBIT YOU (AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) TO HOLD THE PROCEEDS OF A CORPORATE EVENT IN YOUR ACCOUNT IN EUROCLEAR BANK, YOU (AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) MUST ENSURE TO SEND AN INSTRUCTION TO ALLOW THE TRANSFER OF THESE PROCEEDS TO AN ACCOUNT OUTSIDE THE EUROCLEAR SYSTEM.

 Дополнительную информацию будем доводить до Вашего сведения по мере ее поступления.

Эмитент

Diamond Offshore Drilling, Inc.

ISIN

US252ESC0175

Новое уведомление

Референс корпоративного действия

749843

Тип корпоративного действия             

Списание обесценившихся ценных бумаг

Обязательное событие

инструкций не требуется

Дата фиксации

Неизвестно

От Вышестоящего депозитария поступила информация по КД «Списание обесценившихся ценных бумаг».

Ценные бумаги признаны обесценивавшимися и списаны с счетов депонентов.

Подробная информация изложена в тексте сообщения от Иностранного депозитария.
Текст сообщения от Euroclear Bank S.A/N.V.:

CAED/WORTHLESS
————— EVENT DETAILS ——————-
THE SECURITIES ARE DECLARED WORTHLESS AND NIL AND HAVE BEEN
DEBITED IN THE MARKET.
WE WILL DEBIT THEM FROM YOUR ACCOUNT.
.
THE PAYMENT DATE IS TECHNICAL. THERE IS NO CASH COMPENSATION
TECHNICAL PAYMENT DATE: TO BE ANNOUNCED
.
EFFECTIVE DATE: TO BE ANNOUNCED

Дополнительная информация будет доводиться до Вашего сведения по мере ее поступления.

Эмитент

The Howard Hughes Corporation

ISIN

US44267D1072

Новое уведомление

Тип корпоративного действия             

Предложение выкупа с определением цены методом Голландского аукциона

Референс корпоративного действия

749871

Добровольное событие

для участия требуются инструкции

Предлагающая сторона

PERSHING SQUARE

Процентный период

Неизвестно

Инициатор выкупа

PERSHING SQUARE

Шаг цены аукциона

0.25 USD

Максимальная цена

Фактическая сумма 60.0 USD

Минимальная цена

Фактическая сумма 52.25 USD

От Вышестоящего депозитария поступила информация по КД «Предложение выкупа с определением цены методом Голландского аукциона».

Обращаем внимание, что в настоящий момент существуют ограничения при участии в корпоративных действиях по иностранным ценным бумагам

Опции :

Подробная информация изложена в тексте сообщения от Иностранного депозитария.
Текст сообщения от Euroclear Bank S.A./N.V.:

NOTE/NO LEGAL DOCUMENTATION TO BE
COMPLETED
CAED/DUTCH AUCTION
————— EVENT DETAILS ——————-
A BID TENDER HAS BEEN ANNOUNCED BY PERSHING SQUARE.
THE TELEPHONE NUMBER FOR THE INFORMATION AGENT IS: SHAREHOLDERS
CALL TOLL FREE: (800) 848-3402
BANKS AND BROKERS CALL: (212) 269-5550
.
HOLDERS MUST OBTAIN THE OFFER TO PURCHASE DATED 14/10/2022 AND
THE RELATED LETTER OF TRANSMITTAL FOR THE COMPLETE TERMS AND
CONDITIONS OF THE OFFER.
PERSHING SQUARE, L.P., A DELAWARE LIMITED PARTNERSHIP (PS),
PERSHING SQUARE INTERNATIONAL, LTD., A CAYMAN ISLANDS EXEMPTED
COMPANY (PS INTERNATIONAL), AND PERSHING SQUARE HOLDINGS, LTD., A
LIMITED LIABILITY COMPANY INCORPORATED IN GUERNSEY (PSH AND
TOGETHER WITH PS AND PS INTERNATIONAL, THE PURCHASERS), ARE
OFFERING TO PURCHASE UP TO AN AGGREGATE OF 6,340,000 SHARES OF
COMMON STOCK, USD 0.01 PAR VALUE PER SHARE OF THE HOWARD HUGHES
CORPORATION, A DELAWARE CORPORATION AT A PRICE NOT GREATER THAN USD 60.00 NOR LESS THAN USD 52.25 PER COMMON SHARE NET TO THE
SELLER IN CASH, LESS ANY APPLICABLE WITHHOLDING TAXES AND WITHOUT INTEREST, UPON THE TERMS AND SUBJECT TO THE CONDITIONS DESCRIBED IN THE OFFER TO PURCHASE AND IN THE RELATED LETTER OF TRANSMITTAL.

IF THE PURCHASERS ACCEPT ANY COMMON SHARES FOR PURCHASE PURSUANTT O THE OFFER, PS, PS INTERNATIONAL AND PSH WILL PURCHASE
APPROXIMATELY 7.47 PERCENT, 2.27 PERCENT AND 90.26 PERCENT,
RESPECTIVELY, OF THOSE COMMON SHARES AND THEIR PURCHASE
OBLIGATION WILL BE SEVERAL IN ACCORDANCE WITH THOSE PERCENTAGES AND NOT JOINT.
THE PURCHASERS ARE CONDUCTING THE OFFER THROUGH A PROCEDURE
COMMONLY CALLED A MODIFIED DUTCH AUCTION. EACH TENDERING
STOCKHOLDER WILL SPECIFY A PRICE, NOT GREATER THAN USD 60.00 NOR
LESS THAN USD 52.25 PER COMMON SHARE (IN MULTIPLES OF US D 0.25),
AT WHICH THE STOCKHOLDER IS WILLING TO SELL COMMON SHARES IN THE OFFER. THE PURCHASE PRICE WILL BE THE LOWEST SINGLE PURCHASE PRICE WITHIN THAT RANGE THAT WILL ALLOW THE PURCHASERS TO PURCHASE 6,340 ,000 COMMON SHARES (OR, IF FEWER THAN 6,340,000 COMMON SHARES ARE PROPERLY TENDERED AND NOT PROPERLY WITHDRAWN, ALL COMMON SHARES PROPERLY TENDERED AND NOT PROPERLY WITHDRAWN)
.
IF THE PURCHASERS ACCEPT ANY COMMON SHARES FOR PURCHASE IN THE
OFFER, THEY WILL ACCEPT ONLY COMMON SHARES PROPERLY TENDERED AT PRICES AT OR BELOW THE PURCHASE PRICE AND NOT PROPERLY WITHDRAWN, AND THEY WILL PAY THE PURCHASE PRICE FOR ALL COMMON SHARES PURCHASED IN THE OFFER (INCLUDING THOSE TENDERED AT PRICES BELOW THE PURCHASE PRICE)
.
ON THE TERMS AND SUBJECT TO THE CONDITIONS OF THE OFFER, IF MORE
THAN 6,340,000 COMMON SHARES HAVE BEEN PROPERLY TENDERED AT OR
BELOW THE PURCHASE PRICE AND NOT PROPERLY WITHDRAWN BEFORE THE EXPIRATION DATE, THE PURCHASERS WILL PURCHASE 6,340,000 OF SUCH COMMON SHARES (OR SUCH GREATER AMOUNT AS THEY MAY ELECT TO PURCHASE, SUBJECT TO APPLICABLE LAW) ON A PRO RATA BASIS WITH
APPROPRIATE ADJUSTMENT TO AVOID PURCHASES OF FRACTIONAL COMMON SHARES.
THE LOWEST PURCHASE PRICE THAT MAY BE SPECIFIED IS USD 52.25 PER
SHARE. THE PURCHASE PRICES THAT MAY BE SPECIFIED INCREASE IN
INCREMENTS OF USD 0.25 PER SHARE UP TO USD 60.00 PER SHARE.
.
THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE ON THE EXPIRATION DATE, UNLESS EXTENDED.
HOLDERS SHOULD CONSULT THEIR TAX ADVISOR FOR COMPLETE DETAILS IN REFERENCE TO WITHHOLDING TAXES.
WE HAVE NOT RECEIVED INFORMATION THAT WOULD INDICATE THAT THIS
OFFER IS SUBJECT TO IRS PLR 302.
THIS CORPORATE ACTION NOTIFICATION DOES NOT CONSTITUTE AN OFFER
TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES BY
ANYONE IN ANY JURISDICTION.
IT IS NOT, AND SHOULD NOT BE CONSTRUED OR TREATED AS, INVESTMENT
OR FINANCIAL ADVICE. IN PROVIDING THIS INFORMATION, EUROCLEAR
BANK IS NOT ACTING AS AGENT OF THE ISSUER.
BY SENDING AN INSTRUCTION TO EUROCLEAR BANK, YOU CONFIRM THAT YOU (AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) COMPLY WITH THE TERMS AND CONDITIONS OF THE CORPORATE EVENT AND COMPLY WITH APPLICABLE LOCAL LAWS OR REQUIREMENTS, INCLUDING BUT NOT LIMITED TO HOLDING AND TRANSFER RESTRICTIONS.
IF HOLDING AND TRANSFER RESTRICTIONS WOULD PROHIBIT YOU (AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) TO HOLD THE PROCEEDS OF A CORPORATE EVENT IN YOUR ACCOUNT IN EUROCLEAR BANK, YOU (AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) MUST ENSURE TO SEND ANINSTRUCTION TO ALLOW THE TRANSFER OF THESE PROCEEDS TO AN ACCOUNT OUTSIDE THE EUROCLEAR SYSTEM.
REVOCABILITY
—————
INSTRUCTIONS MAY BE WITHDRAWN PURSUANT TO THE OFFER DOCUMENTATION AND UPON AGENTS FINAL AGREEMENT.

Дополнительную информацию  будем доводить до Вашего сведения по мере ее поступления.

Эмитент

Applied Genetic Technologies Corporation

ISIN

US03820J1007

Референс корпоративного действия

749465

Тип корпоративного действия             

Оферта — предложение о выкупе

Добровольное событие

для участия требуются инструкции

Новое уведомление

Дата публикации результатов

Неизвестно

Дата объявления

Неизвестно

Инициатор выкупа

ALLIANCE ACQ

Флаг сертификации

Нет

Минимальное количество, требуемое для исполнения

200000.0 (сумма номинала)

Предлагающая сторона

ALLIANCE ACQ

Информация предназначена для квалифицированных инвесторов

Обновление от 03.11.2022:

От Вышестоящего депозитария поступила информация об отмене КД.
Подробная информация изложена в тексте сообщения от Иностранного депозитария.
Текст сообщения от Euroclear Bank S.A./N.V.:
UPDATE 02/11/2022: EVENT CANCELLED.

Предыдущее сообщение

От Вышестоящего депозитария поступила информация о корпоративном действии «Оферта — предложение о выкупе».

Обращаем внимание, что в настоящий момент существуют ограничения при участии в корпоративных действиях по иностранным ценным бумагам.

Подробная информация изложена в тексте сообщения от Иностранного депозитария.

Текст сообщения от Euroclear Bank S.A./N.V.:
————— EVENT DETAILS ——————-
THE CONTACT NUMBER FOR THE INFORMATION AGENT IS: GEORGESON LLC
1290 AVENUE OF THE AMERICAS, 9TH FLOOR NEW YORK, NY 10104
.
ALL INQUIRIES SHOULD BE DIRECTED TO (800) 279-6913 FOR ASSISTANCE.
.
PARTICIPANTS MUST OBTAIN THE OFFER TO PURCHASE, RELATED LETTER OF
TRANSMITTAL, NOTICE OF GUARANTEED DELIVERY AND SCHEDULE 14D-9,
DATED 26/10/2022, FOR COMPLETE TERMS AND CONDITIONS OF THE OFFER
.
ALLIANCE ACQUISITION SUB, INC., A DELAWARE CORPORATION, IS
OFFERING TO PURCHASE ALL OUTSTANDING SHARES OF COMMON STOCK , PAR
VALUE USD 0.001 PER SHARE, OF APPLIED GENETIC TECHNOLOGIES
CORPORATION, A DELAWARE CORPORATION, AT A PRICE PER SHARE OF USD
0.34, TO THE HOLDER IN CASH, WITHOUT INTEREST AND LESS ANY
APPLICABLE WITHHOLDING TAXES, PLUS ONE NONTRANSFERABLE
CONTRACTUAL CONTINGENT VALUE RIGHT PER SHARE, WHICH CVR
REPRESENTS THE RIGHT TO RECEIVE ONE OR MORE PAYMENTS IN CASH,
CURRENTLY ESTIMATED TO BE UP TO APPROXIMATELY USD0.73 PER CVR IN
THE AGGREGATE BASED ON CURRENTLY OUTSTANDING SHARES AND COMPANY
RESTRICTED STOCK UNITS GRANTED BY THE COMPANY PURSUANT TO ITS
EQUITY PLANS AND CONTINGENT UPON THE ACHIEVEMENT OF CERTAIN
MILESTONES UPON THE TERMS AND SUBJECT TO THE CONDITIONS DESCRIBED
IN THIS OFFER TO PURCHASE AND IN THE RELATED LETTER
.
THE OFFER IS BEING MADE PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF 23/10/2022 AMONG THE COMPANY, PARENT AND
PURCHASER, PURSUANT TO WHICH, AFTER THE COMPLETION OF THE OFFER
AND THE SATISFACTION OR WAIVER OF CERTAIN CONDITIONS, PURCHASER
WILL BE MERGED WITH AND INTO THE COMPANY, WITHOUT A MEETING OF
THE COMPANY STOCKHOLDERS IN ACCORDANCE WITH SECTION 251(H) OF THE
GENERAL CORPORATION LAW OF THE STATE OF DELAWARE, AND THE COMPANY WILL BE THE SURVIVING CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF PARENT.

THE DATE AND TIME AT WHICH THE MERGER BECOMES EFFECTIVE IS
REFERRED TO AS THE EFFECTIVE TIME PARENT WILL ENTER INTO A
CONTINGENT VALUE RIGHTS AGREEMENT WITH A RIGHTS AGENT AGREEABLE
TO EACH OF PARENT AND THE COMPANY, GOVERNING THE TERMS OF THE
CVRS. AT THE EFFECTIVE TIME, ALL THEN OUTSTANDING SHARES (OTHER
THAN:
(I) SHARES HELD BY THE COMPANY (OR HELD IN THE TREASURY OF THE
COMPANY)
(II) SHARES HELD BY PARENT, PURCHASER OR ANY OTHER WHOLLY OWNED
DTC OPTION NUMBER OPTION 3 COMMENTS SUBSIDIARY OF PARENT AND
(III) SHARES HELD BY STOCKHOLDERS WHO HAVE PROPERLY EXERCISED AND
PERFECTED THEIR DEMANDS FOR APPRAISAL OF SUCH SHARES IN
ACCORDANCE WITH THE DGCL AND HAVE NEITHER WITHDRAWN NOR LOST SUCH RIGHTS PRIOR TO THE EFFECTIVE TIME) WILL BE CONVERTED INTO THE
RIGHT TO RECEIVE CONSIDERATION EQUAL TO THE OFFER PRICE, WITHOUT
INTEREST, AND SUBJECT TO ANY APPLICABLE WITHHOLDING OF TAXES.
CAPITALIZED TERMS USED IN THIS OFFER TO PURCHASE AND NOT
OTHERWISE DEFINED HAVE THE RESPECTIVE MEANINGS SET FORTH IN THE
MERGER AGREEMENT.
AFTER CAREFUL CONSIDERATION, THE COMPANYS BOARD OF DIRECTORS HAS,
SUBJECT TO THE TERMS AND UPON THE CONDITIONS SET FORTH IN THE
MERGER AGREEMENT, UNANIMOUSLY:
(I) DETERMINED THAT THE MERGER IS ADVISABLE AND FAIR TO, AND IN
THE BEST INTERESTS OF, THE COMPANY AND ITS STOCKHOLDERS
(II) AUTHORIZED AND APPROVED THE EXECUTION, DELIVERY AND
PERFORMANCE OF THE MERGER AGREEMENT BY THE COMPANY AND APPROVED THE MERGER
(III) RESOLVED THAT THE MERGER SHALL BE GOVERNED BY SECTION
251(H) OF THE DGCL
(IV) RECOMMENDED THAT THE STOCKHOLDERS OF THE COMPANY ACCEPT THE
OFFER AND TENDER THEIR SHARES TO PURCHA SER PURSUANT TO THE OFFER.
.
IF THE COMPANY ACCEPT SHARES FOR PAYMENT PURSUANT TO THE OFFER,
THE MINIMUM CONDITION WILL HAVE BEEN SATISFIED THE COMPANY WILL
HOLD A SUFFICIENT NUMBER OF SHARES TO ENSURE ANY REQUISITE
ADOPTION OF THE MERGER AGREEMENT BY THE COMPANY STOCKHOLDERS
UNDER THE GENERAL CORPORATION LAW OF THE STATE OF DELAWARE TO
COMPLETE THE MERGER
.
IF THE MERGER OCCURS, THE COMPANY WILL BECOME A WHOLLY OWNED
SUBSIDIARY OF PARENT AND EACH ISSUED AND THEN OUTSTANDING SHARE
WILL BE CANCELED AND CONVERTED AUTOMATICALLY INTO THE RIGHT TO
RECEIVE THE OFFER PRICE, WITHOUT INTEREST, AND SUBJECT TO ANY
APPLICABLE WITHHOLDING TAXES.

THIS CORPORATE ACTION NOTIFICATION DOES NOT CONSTITUTE AN OFFER
TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES BY
ANYONE IN ANY JURISDICTION.
IT IS NOT, AND SHOULD NOT BE CONSTRUED OR TREATED AS, INVESTMENT
OR FINANCIAL ADVICE. IN PROVIDING THIS INFORMATION, EUROCLEAR
BANK IS NOT ACTING AS AGENT OF THE ISSUER.
BY SENDING AN INSTRUCTION TO EUROCLEAR BANK, YOU CONFIRM THAT YOU (AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) COMPLY WITH THE TERMS AND CONDITIONS OF THE CORPORATE EVENT AND COMPLY WITH
APPLICABLE LOCAL LAWS OR REQUIREMENTS, INCLUDING BUT NOT LIMITED
TO HOLDING AND TRANSFER RESTRICTIONS.
IF HOLDING AND TRANSFER RESTRICTIONS WOULD PROHIBIT YOU (AND ANY
BENEFICIAL OWNER(S) FOR WHOM YOU ACT) TO HOLD THE PROCEEDS OF A
CORPORATE EVENT IN YOUR ACCOUNT IN EUROCLEAR BANK, YOU (AND ANY
BENEFICIAL OWNER(S) FOR WHOM YOU ACT) MUST ENSURE TO SEND AN
INSTRUCTION TO ALLOW THE TRANSFER OF THESE PROCEEDS TO AN ACCOUNT
OUTSIDE THE EUROCLEAR SYSTEM.

Дополнительная информация будет доводиться до Вашего сведения по мере ее поступления.

Эмитент

NortonLifeLock Inc.

ISIN

US6687711084

Референс корпоративного действия

749874

Новое уведомление

Тип корпоративного действия

Существенные изменения по ценной бумаге

Обязательное событие

инструкций не требуется

Дата/Время вступления в силу

Неизвестно

Признак типа изменений

Наименование

Информация предназначена для квалифицированных инвесторов

Поступила информация от Вышестоящего депозитария о корпоративном действии «Существенные изменения по ценной бумаге» Изменению подвергнется наименование.

Старое наименование компании: NORTONLIFELOCK INC COM

Новое наименование компании: GEN DIGITAL INC

Подробная информация изложена в тексте сообщения от Иностранного депозитария.
Текст сообщения от Иностранного депозитария

NOTE/NO LEGAL DOCUMENTATION TO BE COMPLETED
CAED/NAME CHANGE
————— EVENT DETAILS ——————-
OLD ISSUER’S NAME: NORTONLIFELOCK INC COM
NEW ISSUER’S NAME: GEN DIGITAL INC

Дополнительную информацию будем доводить до Вашего сведения по мере ее поступления.