Cообщения о корпоративных действиях по ценным бумагам иностранных эмитентов

Эмитент

Chelpipe Finance Designated Activity Company

ISIN

XS2010044548

Референс корпоративного действия

792745

Новое уведомление

Тип корпоративного действия             

Дефолт (невыполнение обязательств по облигациям)

Обязательное событие

Инструкции не требуются

Дата объявления

31 марта 2022 г.

Дата фиксации

Неизвестно

Информация предназначена для квалифицированных инвесторов

Поступила дополнительная информация от Вышестоящего депозитария о корпоративном действии “ Дефолт ”.

Детальная информация о корпоративном действии изложена в тексте сообщения от Иностранного депозитария и материалах к корпоративному действию(Доступны по запросу).

Текст сообщения от Иностранного депозитария:

++ ADDITIONAL INFORMATION ++++UPDATE 29MAR23++THE COMMON DEPOSITORY CONFIRM THEREIS NO FURTHER INFORMATION AVAILABLEAT THE CURRENT TIME..++ ORIGINAL INFORMATION ++.THE COMPANY MADE AN ANNOUNCEMENT ON31MAR22 WITH SUBJECT TO NON PAYMENT
——————————————————-
OF INTEREST WHICH WAS DUE ANDPAYABLE ON 21MAR22, INFORMING AMONGOTHERS, THAT SUCH NON PAYMENTCONSTITUTES OF A FORMAL EVENT OF DEFAUL
——————————————————-
T UNDER THE LOAN AGREEMENT:.QUOTESINCE THE DATE OF THE NOTICE OFPOTENTIAL EVENT OF DEFAULT WE HAVE FURTHER ENGAGED WITH THECORRESPONDENT BANK AND PROVIDED IT WITH ALL NECESSARY INFORMATION THATHAD BEEN REQUESTED FROM US FORCOMPLETION OF ITS COMPLIANCE
——————————————————-
PROCEDURES. WE HAVE ALSO RECEIVED ACONFIRMATION FROM THE CORRESPONDENTBANK THAT NO ADDI
——————————————————-
TIONAL INFORMATIONIS REQUIRED AT THIS STAGE, BUT THE COMPLIANCE CHECKS ARE PENDINGCOMPLETION. .ACCORDINGLY, NOTWITHSTANDING OURBEST EFFORTS TO ENSURE THAT THEMARCH 2022 INTEREST IS RELEASED, ASOF THE DATE HEREOF, THE FUNDSREMAIN BLOCKED BY THE CORRESPONDENT
——————————————————-
BANK WHICH CAUSES THE DELAY INPROCESSING THE PAYMENT OF MARCH 2022 INTEREST MADE B
——————————————————-
Y CHELPIPE.ALTHOUGH THE REASONS BEHIND THEDELAY ARE ENTIRELY OUTSIDE OFCHELPIPE’S CONTROL, AS IT HAS NOWEXCEEDED THE GRACE PERIOD OF 7BUSINESSDAYS FROM THE DUE DATE,THIS CONSTITUTES A FORMAL EVENT OF DEFAULT UNDER THE LOAN AGREEMENTPURSUANT TO CLAUSE 10.1.1 (FAILURE TO PAY) THEREOF.
——————————————————-
UNQUOTE.FOR COMPLETE DETAILS, PLEASE FULLY REFER TO TH
——————————————————-
E ORIGINAL DOCUMENTWHICH IS AVAILABLE FROM CLEARSTREAM(INCLUDING NOTICE DATED 22MAR22)AND MAY BE OBTAINED BY SENDING ANE-MAIL TOCADATABASE.CS(AT)CLEARSTREAM.COMAND STRICTLY MENTIONING IN THESUBJECT:OCE CHELPIPE FINANCE DFLT 01APR22.
——————————————————-
BASED ON THE OFFICIAL NOTIFICATION OF DEFAULT OF PAYMENT, PLEASE BEINFORMED THAT CBL, IN LINE WITH SECTIO
——————————————————-
N 8.3 OF THE CUSTOMERHANDBOOK, WILL RELEASE INCOMENOTIFICATIONS (INTEREST, PARTIALREDEMPTION, EARLY REDEMPTION ORREDEMPTION EVENTS) BASED ONCONFIRMED INFORMATION ONLY. ALLPAYMENTS INITIALLY SCHEDULED INTERMS AND CONDITIONS BUTUNCONFIRMED DUE TO THE DEFAULT OFPAYMENT WILL NOT BE ANNOUNCED.
——————————————————-

Дополнительную информацию будем доводить до Вашего сведения по мере ее поступления.

Эмитент

Ligand Pharmaceut

ISIN

US532CNT0290

Тип корпоративного действия             

Обмен ценных бумаг

Референс корпоративного действия

792777

Обязательное событие

Инструкции не требуется

Новое уведомление

Дата фиксации

Неизвестно

Дата платежа

14 февраля 2023 г.

Дата вступления в силу

14 февраля 2023 г.

ISIN списываемого финансового инструмента

US532CNT0290

ISIN зачисляемого финансового инструмента

US68218J3014

Ставка (новых ценных бумаг за имеющиеся)

1.0/1.0

Дополнительный текст

NARC/CASH, IF ANY, WILL BEDISTRIBUTED

Поступила информация от Вышестоящего депозитария о корпоративном действии «Обмен ценных бумаг».

Подробная информация изложена в тексте сообщения от Иностранного депозитария.

Текст сообщения от Иностранного депозитария:

CAED/MANDATORY EXCHANGE

————— EVENT DETAILS ——————-
EARN OUT SHARES HELD WITH TA COMPUTERSHARE IN RESTRICTED BOOK
ENTRY FORM. SPIN OFF FROM US53220K5048 PAID ON 11/04/2022,
THE PROCEED SECURITY IS NOT ELIGIBLE AND UNDER INVESTIGATION.
INFORMATION HOW TO RECEIVE THE PROCEED SECURITY WILL BE ADVISED
IN A FURTHER UPDATE————— ACTION TO BE TAKEN ——————-
WE WILL CANCEL ALL PENDING SETTLEMENT TRANSACTIONS ON THE OLD ISINYOU NEED TO INPUT NEW INSTRUCTIONS ON THE NEW ISIN YOURSELF.

Дополнительную информацию будем доводить до Вашего сведения по мере ее поступления.

Эмитент

iRobot Corporation

ISIN

US4627261005

Референс корпоративного действия

727007

Повторное уведомление

Тип корпоративного действия             

Конвертация при слиянии/присоединении компаний

Обязательное событие

инструкций не требуется

Статус обработки

Предварительное объявление: подтверждено

Дата фиксации

Неизвестно

ISIN списываемого финансового инструмента

US4627261005

Цена, полученная в расчете на продукт

Фактическая сумма 61.0 USD

Дата вступления в силу

Неизвестно

Дата платежа

Неизвестно

Дата валютирования

Неизвестно

Обновление от 31.03.2023 г

От Вышестоящего депозитария поступила информация об отзыве КД.

Подробная информация изложена в тексте сообщения от Иностранного депозитария.

Текст сообщения от Иностранного депозитария:

CAED/MERGER IN CASH

UPDATE 29/03/2023:EVENT HAS BEEN WITHDRAWN AS ADVISED BY THE AGENT.

THIS CORPORATE ACTION WILL NOT BE GOING EFFECTIVE UNTIL AUGUST

2024. ONCE WE RECEIVE MORE INFORMATION, NEW EVENT WILL BE CREATED

Предыдущее сообщение

От Вышестоящего депозитария поступила информация о КД «Конвертация при слиянии/присоединение компании».

Детали корпоративного действия приведены в тексте сообщения от Иностранного депозитария.

————— EVENT DETAILS ——————-
ON 04/08/2022, IROBOT CORPORATION (-IROBOT- OR THE -COMPANY-)
ENTERED INTO AN AGREEMENT AND PLAN OF MERGER BY AND AMONG THE COMPANY, AMAZON.COM, INC.(-PARENT- OR -AMAZON-), AND MARTIN MERGER SUB, INC., (-MERGER SUB-), PURSUANT TO WHICH MERGER SUB WILL MERGE WITH AND INTO THE COMPANY WITH THE COMPANYSURVIVING THE MERGER AS A WHOLLY OWNED SUBSIDIARY OF PARENT

Опции:

001 — CASH Деньги (USD)

Списываемый ISIN US4627261005

Дата платежа Неизвестно

Цена, полученная в расчете на продукт Фактическая сумма 61.0 USD

Дата платежа Неизвестно

Дополнительная информация будет доводиться до Вашего сведения по мере ее поступления.

Эмитент

Lordstown Motors Corp.

ISIN

US54405Q1004

Новое уведомление

Референс корпоративного действия

792828

Тип корпоративного действия             

Консолидация/Изменение номинальной стоимости

Обязательное событие

инструкций не требуется

Дата/Время вступления в силу

Неизвестно

Дата фиксации

Неизвестно

Экс-дивидендная дата или дата/время распределения

Неизвестно

Флаг сертификации

Нет

ISIN списываемого выпуска:

US54405Q1004

ISIN зачисляемого выпуска:

/XS/110316780 //TECHNICAL CODE FOR UNKNOWN PROCEE D USD

Ставка (новых ценных бумаг за имеющиеся)

Неизвестно

Признак действий с дробными частями

Округление до предыдущего значения

Дата платежа

Неизвестно

Информация предназначена для квалифицированных инвесторов

Поступила информация от Вышестоящего депозитария о корпоративном действии «Консолидация /Изменение номинальной стоимости».

Новые финансовые инструменты будут отражены по счетам депонентов после их зачисления на счета Вышестоящего депозитария.

Детали корпоративного действия приведены в тексте сообщения от Иностранного депозитария.

Текст сообщения от Иностранного депозитария:
CAED/CONSOLIDATION

————— EVENT DETAILS ——————-
THIS CORPORATE EVENT IS SUBJECT TO APPROVAL AT THE GENERAL
MEETING TO BE HELD ON 22/05/2023.
THIS EVENT MAY GENERATE FRACTIONS OF SECURITIES THAT CANNOT BE
ALLOCATED IN THE EUROCLEAR SYSTEM. THEREFORE, WE WILL CALCULATE
EACH CLIENTS ENTITLEMENT AND APPLY A ROUNDING MECHANISM, AS
FOLLOWS:
CLIENTS WITH THE LARGEST FRACTIONAL ENTITLEMENT WILL BE ROUNDED
UP UNTIL ALL FRACTIONAL SHARES ARE DISTRIBUTED.
ALL OTHER CLIENTS WILL BE ROUNDED DOWN.
IN THE CASE OF EQUAL FRACTIONAL ENTITLEMENTS FOR ELECTIVE EVENTS,
WE WILL FIRST ALLOCATE TO THE CLIENT WHO INSTRUCTED FIRST.
YOU CAN EXPECT TO RECEIVE THE PROCEEDS IN YOUR ACCOUNT AS FROM
ONE BUSINESS DAY AFTER THE ANNOUNCED PAYMENT DATE. YOU WILL BE
ABLE TO FIND THE CONFIRMATION OF THE CREDIT IN THE R23

————— ACTION TO BE TAKEN ——————-
WE WILL CANCEL ALL PENDING SETTLEMENT TRANSACTIONS ON THE OLD ISIN.
YOU NEED TO INPUT NEW INSTRUCTIONS ON THE NEW ISIN YOURSELF.

Дополнительную информацию будем доводить до Вашего сведения по мере ее поступления.

Эмитент

JOYY Inc.

ISIN

US46591M1099

Референс корпоративного действия

769369

Тип корпоративного действия       

Иное событие

Обязательное событие

Инструкций не требуется

Повторное уведомление

Дата фиксации

30 марта 2023 г.

Дата платежа

24 апреля 2023 г.

Размер комиссии

0.02 долларов США на одну депозитарную расписку.

Информация предназначена для квалифицированных инвесторов

Обновление от 31.03.2023 г

Эмитент продублировал инфорацию.

Предыдущее сообщение

От Вышестоящего депозитария поступила информация о комиссии за депозитарное обслуживание.

Согласно поступившей информации, с держателей депозитарных расписок будет взиматься комиссия за депозитарное обслуживание.

Размер комиссии за депозитарное обслуживание составит 0.02 долларов США на одну депозитарную расписку.

Дополнительную информацию  будет доводиться до Вашего сведения по мере ее поступления.

Эмитент

SSR Mining Inc.

ISIN

CA7847301032

Новое уведомление

Тип корпоративного действия             

Возврат части налогов

Референс корпоративного действия

792866

Информация предназначена для квалифицированных инвесторов

Поступила информация от Вышестоящего депозитария о корпоративном действии «Возврат части налогов». Согласно поступившей информации, доходы по умолчанию облагаются налогом по ставке 25%.

Дата фиксации списка владельцев  03 марта 2023 г.

Депоненты должны предоставить в ООО «Инвестиционная палата» заявление на бумажном носителе в произвольной форме, заверенное подписью уполномоченного лица и печатью организации, в котором указать следующее:

1. адресат: Депозитарий ООО «Инвестиционная палата»

2. заголовок: Заявление на участие в корпоративном действии «Возврат части налогов»

3. идентификатор типа КД — TREC

4. депозитарный код депонента, наименование депонента;

5. наименование ценной бумаги, код ISIN ценной бумаги;

6. вид корпоративного действия, референс корпоративного действия;

7. количество предъявляемых к корпоративному действию ценных бумаг в штуках;

8. заявленная налоговая ставка;

9. сведения о бенефициарном владельце ценных бумаг, предъявляемых к получению налогового освобождения;

10. сведения о том, что депонент:

— принимает участие в проведении корпоративного действия, располагая достаточной информацией для принятия решения по данному корпоративному действию, и согласен не предъявлять каких-либо требований и претензий к ООО «Инвестиционная палата» в случае каких-либо финансовых потерь в связи с осуществлением эмитентом и его агентами корпоративного действия;

— несет ответственность согласно правилам вышестоящего по отношению к ООО «Инвестиционная палата» иностранного депозитария за полноту и достоверность сведений, представленных в настоящем Заявлении и/или в форме идентификации;

Срок предоставления документов– 29 ноября 2023 года до 16-00 Московского времени.

Дополнительная информация будет доводиться до Вашего сведения по мере ее поступления.

Эмитент

Franco Nevada Corporation

ISIN

CA3518581051

Референс корпоративного действия

772930

Повторное  уведомление

Тип корпоративного действия             

Выбор формы выплаты дивидендов

Обязательное событие с опциями

требуются инструкции

Статус обработки

Предварительное объявление: подтверждено

Дата КД (план.)

Неизвестно

Дата фиксации

16 марта 2023 г.

Экс-дивидендная дата или дата/время распределения

15 марта 2023 г.

Сертификация

Нет

Период действия на рынке

19 января 2023 г. по 17 марта 2023 г.

Минимальное количество, требуемое для исполнения

1.0 (количество штук)

Минимальный комбинированный лот, требуемый для исполнения

1.0 (количество штук)

Информация предназначена для квалифицированных инвесторов

Обновление от 31.03.2023 г.

Стала известна дата валютирования для варианта КД 001  — 30 марта 2023 г.

Предыдущее сообщение

Обновление от 24.03.2023:

Стали известны детали выплаты.

Номер варианта 001 — CASH Деньги (USD)

Размер дивидендов на 1 ц.б. 0.467296 CAD

Ставка удерживаемого налога, % 25.0 %

Дата платежа 30 марта 2023 г.

Дополнительный текст NARC/WITHHOLDING TAX 25 PCT: NETDIVIDEND RATE CAD 0.350472WITHHOLDING TAX 15 PCT: NETDIVIDEND RATE CAD 0.3972016 FXRATE: 1 USD/1.3744 CAD.

Номер варианта 002 — CASH Деньги (USD)

 Размер дивидендов на 1 ц.б. 0.34 USD

Ставка удерживаемого налога, % 25.0 %

Дата платежа 30 марта 2023 г.

Предыдущее сообщение

Поступила информация от Вышестоящего депозитария о корпоративном действии «Выбор формы выплаты дивидендов».

Для получения дохода и иных выплат по ценным бумагам в соответствии с вариантом корпоративного действия, применяемого по умолчанию, направление инструкций на участие в корпоративном действии не требуется.

Более подробная информация о данном корпоративном действии представлена в тексте сообщения от Иностранного депозитария.

Обращаем внимание, что в настоящий момент существуют ограничения при участии в корпоративных действиях по иностранным ценным бумагам.

Опции:

Текст сообщения от Иностранного депозитария:

NOTE/NO LEGAL DOCUMENTATION TO BE COMPLETED

————— EVENT DETAILS ——————-

A DRIP DIVIDEND HAS BEEN ANNOUNCED. YOU HAVE THE CHOICE BETWEEN CASH OR SHARES.

RESTRICTIONS:

A REGISTERED HOLDER OF COMMON SHARES WHO IS A RESIDENT OF CANADA OR THE U.S. IS ELIGIBLE TO PARTICIPATE IN THE PLAN.

CANADIAN TAXATION REGIME:

THE NORMAL TAXATION REGIME IN CANADA IS 25 PCT WHICH MEANS THAT SHAREHOLDERS RESIDENT IN CANADA WILL BE SUBJECT TO 25 PCT WITHHOLDING TAX. HOWEVER, SHAREHOLDERS OWNING A ‘ONE-TIME CERTIFICATE’, MEANING THAT THEY ARE RESIDENT OUTSIDE OF CANADA, MAY BE SUBJECT TO ONLY 15 PCT WITHHOLDING TAX.

IT IS THE SHAREHOLDERS’ RESPONSIBILITY TO KNOW TO WHICH TAXATION REGIME THEY BELONG. THE PAYMENT DATE OF THE SHARES WILL BE DONE APPROXIMATELY TWO TO SIX WEEKS AFTER THE PAYMENT OF THE CASH.

THIS EVENT MAY GENERATE FRACTIONS OF SECURITIES THAT CANNOT BE ALLOCATED IN THE EUROCLEAR SYSTEM. THEREFORE, WE WILL CALCULATE EACH CLIENTS ENTITLEMENT AND APPLY A ROUNDING MECHANISM, AS FOLLOWS:CLIENTS WITH THE LARGEST FRACTIONAL ENTITLEMENT WILL BE ROUNDED UP UNTIL ALL FRACTIONAL SHARES ARE DISTRIBUTED.

.ALL OTHER CLIENTS WILL BE ROUNDED DOWN.

.IN THE CASE OF EQUAL FRACTIONAL ENTITLEMENTS FOR ELECTIVE EVENTS,

WE WILL FIRST ALLOCATE TO THE CLIENT WHO INSTRUCTED FIRST.

THIS CORPORATE ACTION NOTIFICATION DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES BY ANYONE IN ANY JURISDICTION.

IT IS NOT, AND SHOULD NOT BE CONSTRUED OR TREATED AS, INVESTMENT OR FINANCIAL ADVICE. IN PROVIDING THIS INFORMATION, EUROCLEAR BANK IS NOT ACTING AS AGENT OF THE ISSUER. BY SENDING AN INSTRUCTION TO EUROCLEAR BANK, YOU CONFIRM THAT YOU (AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) COMPLY WITH THE TERMS AND CONDITIONS OF THE CORPORATE EVENT AND COMPLY WITH APPLICABLE LOCAL LAWS OR REQUIREMENTS, INCLUDING BUT NOT LIMITED TO HOLDING AND TRANSFER RESTRICTIONS.

IF HOLDING AND TRANSFER RESTRICTIONS WOULD PROHIBIT YOU (AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) TO HOLD THE PROCEEDS OF A CORPORATE EVENT IN YOUR ACCOUNT IN EUROCLEAR BANK, YOU (AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) MUST ENSURE TO SEND AN INSTRUCTION TO ALLOW THE TRANSFER OF THESE PROCEEDS TO AN ACCOUNT OUTSIDE THE EUROCLEAR SYSTEM.

Дополнительную информацию будем доводить до Вашего сведения по мере ее поступления.

Эмитент

TUI AG RIGHTS

ISIN

DE000TUAG1E4

Новое уведомление

Тип корпоративного действия             

Исполнение требований по промежуточным ценным бумаг

Добровольное событие

требуются инструкции

Референс корпоративного действия

792572

Дата фиксации

Неизвестно

Экс-дивидендная дата или дата/время распределения

28 марта 2023 г.

Период действия на рынке

с 28 марта 2023 г. по 17 апреля 2023 г.

Дата платежа

Неизвестно

Информация предназначена для квалифицированных инвесторов

Обновление от 31.03.2023 г

От Вышестоящего депозитария поступила дополнительная информация о КД.

Подробная информация изложена в тексте сообщения от Иностранного депозитария.

Текст сообщения от Euroclear Bank S.A./N.V.:

NOTE/NO LEGAL DOCUMENTATION TO BECOMPLETED

————— EVENT DETAILS ——————-
UPDATE 30/03/2023: CLARIFICATION REGARDING TRADING PERIOD.
TRANSFERABLE SUBSCRIPTION RIGHTS, ISIN DE000TUAG1E4, CAN BE
TRADED FROM 28/03/2023 TO 12/04/2023 ON THE REGULATED MARKET OF
THE HANOVER STOCK EXCHANGE AND THE OPEN MARKET OFFRANKFURT STOCK
EXCHANGE (INCLUDING FRACTIONAL AMOUNTS OF SUBSCRIPTION RIGHTS)).

Предыдущее сообщение

От Вышестоящего депозитария поступила информация о КД «Исполнение требований по промежуточным ценным бумагам».
Подробная информация изложена в тексте сообщения от Иностранного депозитария.

Подробная информация изложена в текстах сообщений от Иностранных депозитариев и материалах к корпоративному действию.
Обращаем внимание, что на момент рассылки данного сообщения, материалы по КД не доступны по запросу у Иностранного депозитария.

Обращаем внимание, что в настоящий момент существуют ограничения при участии в корпоративных действиях по иностранным ценным бумагам.

Опции:

Подробности приведены в тексте сообщения Иностранного депозитария.

Текст сообщения от Euroclear Bank S.A./N.V.:

NOTE/NO LEGAL DOCUMENTATION TO BECOMPLETED
————— EVENT DETAILS ——————-
GENERAL INFORMATION
.———————-
CAPITAL INCREASE AGAINST PAYMENT.
THE CAPITAL INCREASE AGAINST PAYMENT IS SUBJECT TO REGISTRATION
IN THE REGISTER OF COMMERCE WHICH IS EXPECTED TO OCCUR ON
19/04/2023.
THE COMPANY INTENDS TO ISSUE A MAXIMUM OF 328,910,448 NEW
ORDINARY REGISTERED SHARES, ISIN DE000TUAG505. THE NEW SHARES
WILL BE DIVIDEND ENTITLED FROM 01/10/2022.
SUBSCRIPITON RIGHTS, ISIN DE000TUAG1E4 ARE TRANSFERABLE IN THE
ISSUING MARKET. TRANSFERS OF SUBSCRIPTION RIGHTS BETWEEN THE
GERMAN AND THE BRITISH MARKETS ARE NOT POSSIBLE. THE TRANSFERABLE
SUBSCRIPTION RIGHTS, ISIN DE000TUAG1E4, CAN BE TRADED FROM
28/03/2023 TO 12/03/2023 ON THE REGULATED MARKET OF THE HANOVER
STOCK EXCHANGE AND THE OPEN MARKET OF FRANKFURT STOCK EXCHANGE
(INCLUDING FRACTIONAL AMOUNTS OF SUBSCRIPTION RIGHTS)). OUR
DEPOSITARY NO LONGER SUPPORTS BUY/SELL ELECTIONS ON ANY CORPORATE
ACTION EVENT. IF THE ISSUER AND MARKET ALLOWS TRADING IN RIGHTS,
AND A HOLDER WISHES TO BUY OR SELL RIGHTS, THEY SHOULD DO SO VIA
THEIR OWN LOCAL BROKER. ANY ELECTIONS RECEIVED REQUESTING BUY OR
SELL RIGHTS WILL BE REJECTED.
THREE RIGHTS HELD WILL ENTITLE SHAREHOLDERS TO SUBSCRIBE FOR
EIGHT NEW SHARES, ISIN DE000TUAG505. THE SUBSCRIPTION OF ONE NEW
SHARE IS POSSIBLE. HENCE, 0.375 RIGHTS OR A MULTIPLE THEREOF ARE
EXERCISEABLE. MINIMUM DENOMINATION OF RIGHTS: 0.001 UNITS. NON
EXERCISED RIGHTS WILL BE DEEMED WORTHLESS AND WILL BE REMOVED
FROM YOUR ACCOUNT AFTER THE END OF THE SUBSCRIPTION PERIOD.
PRIVATE PLACEMENTS
.———————————
UNSUBSCRIBED SHARES UNDER THE SUBSCRIPTION OFFER WILL BE OFFERED
TO QUALIFIED INVESTORS UNDER A SEPARATE PRIVATE PLACEMENT AT A
PRICE EQUAL OR HIGHER THAN THE SUBSCRIPTION PRICE.

SETTLEMENT AND LISTING
.————————————
THE NEW SHARES WILL BE BLOCKED IN YOUR ACCOUNT UNTIL THEY ARE
AVAILABLE, I.E. UNTIL THE CAPITAL INCREASE HAS BEEN REGISTERED IN
THE COMMERCIAL REGISTER. EXPECTED SETTLEMENT DATE: 24/02/2023
APPROX.
SETTLEMENT MAY BE DELAYED IN THE EVENT THE REGISTRATION IN THE
COMMERCIAL REGISTER IS DELAYED.
THE NEW SHARES DELIVERED TO SHAREHOLDERS DUE TO THE SUBSCRIPTION
OFFER WILL BE INCLUDED IN THE QUOTATION IN THE REGULATED MARKET
OF HANOVER STOCK EXCHANGE AND THE OPEN MARKET OF THE FRANKFURT
STOCK EXCHANGE.
RISK ADVICE
.————————
THE JOINT GLOBAL COORDINATORS ARE ENTITLED TO TERMINATE THE
UNDERWRITING AGREEMENT UNDER CERTAIN CIRCUMSTANCES (PLEASE SEE
SECTION 1.3.4. OF THE PROSPECTUS). IN THE EVENT OF A TERMINATION
OF THE UNDERWRITING AGREEMENT PRIOR TO THE IMPLEMENTATION OF THE
CAPITAL INCREASE BECOMING EFFECTIVE, THE SUBSCRIPTION RIGHTS
SHALL EXPIRE. IN SUCH A CASE, A RESCISSION OF SUBSCRIPTION RIGHTS
TRADING TRANSACTIONS WILL NOT TAKE PLACE. ACCORDINGLY, INVESTORS
WHO HAVE ACQUIRED SUBSCRIPTION RIGHTS IN THE SUBSCRIPTION RIGHTS
TRADING WOULD SUFFER A LOSS IN THIS CASE. IF SHORT SALES HAVE
OCCURRED, THE SELLER OF THESE SHARES BEARS THE RISK OF NOT BEING
ABLE TO FULFILL ITS OBLIGATION BY DELIVERING NEW SHARES.
IF SHAREHOLDERS SELL THE NEW SHARES BEFORE THEY ARE CREDITED TO
THEIR ACCOUNT, IT WILL BE THE SOLE RESPONSIBILITY OF THE
SHAREHOLDER IF THE OBLIGATIONS CAN NOT BE FULFILLED. ANY LOSSES
OR COSTS DUE TO SHORT POSITIONS WILL BE BORNE BY THE SHAREHOLDER.

THE PROSPECTUS OF THE SUBSCRIPTION OFFER HAS BEEN APPROVED BY THE
GERMAN FEDERAL FINANCIAL SUPERVISORY AUTHORITY (BAFIN) AND THE UK
PROSPECTUS BY THE FCA ON 24/03/2023.
INTERESTED SHAREHOLDERS SHOULD SEEK DETAILED INFORMATION ABOUT
THE ISSUER BEFORE DECIDING WHETHER TO SUBSCRIBE FOR NEW SHARES.
INVESTORS WISHING TO PARTICIPATE ARE ADVISED TO REVIEW THE OFFER
DOCUMENTINCLUDING SECTION 1. OF THE PROSPECTUS (RISK FACTORS).
THE DOCUMENTATION HAS BEEN MADE AVAILABE AT:
WWW.TUIGROUP.COM
WWW.BUNDESANZEIGER.DE

SANCTIONS
——————————-
AS OF THE DATE OF THE PROSPECTUS, NO SUBSCRIPTION RIGHTS WILL BE
GRANTED TO UNIFIRM OR SEVERGROUP OR ANY OTHER MAJOR SHAREHOLDER
SANCTIONED PERSON OR ENTITY AS THE SHARES HELD BY UNIFIRM AND
SEVERGROUP ARE SUBJECT TO A LOSS OF RIGHTS PURSUANT TO SECTION 44
(1) WPHG DUE TO INCORRECT VOTING RIGHTS NOTIFICATIONS, AND THE
ASSET FREEZE PURSUANT TO THE APPLICABLE EU SANCTIONS AND UK
SANCTIONS (EACH AS DEFINED BELOW). WITH RESPECT TO THE
147,144,445 NEW SHARES FROM THE CAPITAL INCREASES THAT WOULD HAVE
BEEN ATTRIBUTABLE TO UNIFIRM AND SEVERGROUP OR ANY OTHER MAJOR
SHAREHOLDER SANCTIONED PERSON OR ENTITY, THE CAPITAL INCREASES
WILL THEREFORE NOT BE IMPLEMENTED (I.E. THESE SHARES WILL NOT BE
ISSUED) SINCE NO SUBSCRIPTION RIGHTS ARE GRANTED TO THE MAJOR
SHAREHOLDER SANCTIONED PERSONS OR ENTITIES AND SUBSCRIPTION
RIGHTS CAN THEREFORE NOT BE EXERCISED BY THE MAJOR SHAREHOLDER
SANCTIONED PERSONS OR ENTITIES. FOR DETAILS,
PLEASE REFER TO THE PROSPECTUS.
RESTRICTIONS

.———————————-
THE DISTRIBUTION OF THE PROSPECTUS AND THE SALE OF THE SECURITIES
MAY BE RESTRICTED BY LAW IN CERTAIN JURISDICTIONS. NO ACTION HAS
BEEN OR WILL BE TAKEN BY THE COMPANY OR THE UNDERWRITERS TO
PERMIT A PUBLIC OFFERING OF THE SECURITIES OR THE POSSESSION OR
DISTRIBUTION OF THE PROSPECTUS (OR ANY OTHER OFFERING OR
PUBLICITY MATERIALS OR APPLICATION FORM(S) RELATING TO THE
SECURITIES, OTHER THAN THE OFFERS CONTEMPLATED IN THE PROSPECTUS
IN GERMANY AND THE UK). ACCORDINGLY, THIS INFORMATION MAY BE
DISTRIBUTED OR PUBLISHED IN ANY JURISDICTION EXCEPT UNDER
CIRCUMSTANCES THAT WILL RESULT IN COMPLIANCE WITH ANY APPLICABLE
LAWS AND REGULATIONS. PERSONS INTO WHOSE POSSESSION THE
PROSPECTUS COMES ARE REQUIRED TO INFORM THEMSELVES ABOUT AND
OBSERVE ANY SUCH RESTRICTIONS. ANY FAILURE TO COMPLY WITH THE
RESTRICTIONS MAY CONSTITUTE A VIOLATION OF THE SECURITIES LAWS OF
ANY SUCH JURISDICTION.
UNITED STATES
.—————————————
THE NEW SHARES AND THE SUBSCRIPTION RIGHTS HAVE NOT BEEN, AND
WILL NOT BE, REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS
AMENDED (THE SECURITIES ACT) OR WITH THE SECURITIES REGULATORY
AUTHORITIES OF ANY INDIVIDUAL STATE OF THE UNITED STATES OF
AMERICA. THE NEW SHARES AND THE SUBSCRIPTION RIGHTS MAY AT NO
TIME BE OFFERED, SOLD, EXERCISED, PLEDGED, TRANSFERRED OR
DELIVERED, DIRECTLY OR INDIRECTLY, TO OR WITHIN THE UNITED STATES
OF AMERICA, EXCEPT IN A TRANSACTION NOT SUBJECT TO, OR PURSUANT
TO AN EXEMPTION FROM, THE REGISTRATION REQUIREMENTS OF THE
SECURITIES ACT AND, IN EACH CASE, IN ACCORDANCE WITH ANY
APPLICABLE SECURITIES LAWS OF ANY STATE.

U.S. QIBS MAY PARTICIPATE IN THE OFFER.

FOR DETAILED RESTRICTIONS PLEASE REFER TO CHAPTER + 23 SELLING
AND TRANSFER RESTRICTIONS + OF THE PROSPECTUS (PAGE 250 ET SEQ.).
.
ENTITLEMENT
.——————
THE ENTITLEMENT WILL RANK PARI PASSU WITH THE EXISTING SHARES
.
UNINSTRUCTED RIGHTS WILL LAPSE ON THE DEADLINE AND WILL BE
DEBITED TO YOUR ACCOUNT UPON CONFIRMATION FROM OUR LOCAL
CUSTODIAN.
THERE IS NO CASH COMPENSATION FOR UNEXERCISED RIGHTS
.
TRADING OF RIGHTS:
.——————
TRADING PERIOD OF THE RIGHTS: 28/03/2023 UP TO AND INCLUDING
12/04/2023.
.
WE DO NOT OFFER THE SERVICE FOR BUY OR SELL OF RIGHTS
.
OVERSUBSCRIPTION:
.—————-
OVERSUBSCRIPTION IS NOT POSSIBLE
.
SETTLEMENT
1. PENDING TRADES: NO INFORMATION AVAILABLE
.
2. MARKET CLAIMS:
MARKET CLAIMS MAY BE PROCESSED, EXCEPT ON BRIDGE TRANSACTIONS
EUCLID USERS : PLEASE REFER TO YOUR R57 ‘PENDING MARKET CLAIMS
STATUS’ REPORT.
FOR MORE INFORMATION GO TO : MY.EUROCLEAR.COM/EBMARKETS
.
BUYER PROTECTION INFORMATION:
.——————————
.
GUARANTEED PARTICIPATION DATE (GUPA) NOT COMMUNICATED TO
EUROCLEAR.
.
ELECTION TO COUNTERPARTY DEADLINE (ECPD) NOT COMMUNICATED TO
——————————————————-
EUROCLEAR.
.
ELECTION TO COUNTERPARTY RESPONSE DEADLINE (ECRD) NOT
COMMUNICATED TO EUROCLEAR.
.
TO DOWNLOAD THE BUYER PROTECTION INSTRUCTION

TEMPLATE, GO TO
MY.EUROCLEAR.COM AND ENTER ‘BUYER PROTECTION INSTRUCTION’ IN THE
KEYWORD SEARCH FIELD IN THE KNOWLEDGE BASE SECTION
.
THIS EVENT MAY GENERATE FRACTIONS OF SECURITIES THAT CANNOT BE
ALLOCATED IN THE EUROCLEAR SYSTEM. THEREFORE, WE WILL CALCULATE
EACH CLIENTS ENTITLEMENT AND APPLY A ROUNDING MECHANISM, AS
FOLLOWS:
.CLIENTS WITH THE LARGEST FRACTIONAL ENTITLEMENT WILL BE ROUNDED
UP UNTIL ALL FRACTIONAL SHARES ARE DISTRIBUTED.
.ALL OTHER CLIENTS WILL BE ROUNDED DOWN.
.IN THE CASE OF EQUAL FRACTIONAL ENTITLEMENTS FOR ELECTIVE EVENTS,
WE WILL FIRST ALLOCATE TO THE CLIENT WHO INSTRUCTED FIRST.

THIS CORPORATE ACTION NOTIFICATION DOES NOT CONSTITUTE AN OFFER
TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES BY
ANYONE IN ANY JURISDICTION.
IT IS NOT, AND SHOULD NOT BE CONSTRUED OR TREATED AS, INVESTMENT
OR FINANCIAL ADVICE. IN PROVIDING THIS INFORMATION, EUROCLEAR
BANK IS NOT ACTING AS AGENT OF THE ISSUER.
BY SENDING AN INSTRUCTION TO EUROCLEAR BANK, YOU CONFIRM THAT YOU
(AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) COMPLY WITH THE
TERMS AND CONDITIONS OF THE CORPORATE EVENT AND COMPLY WITH
APPLICABLE LOCAL LAWS OR REQUIREMENTS, INCLUDING BUT NOT LIMITED
TO HOLDING AND TRANSFER RESTRICTIONS.
IF HOLDING AND TRANSFER RESTRICTIONS WOULD PROHIBIT YOU (AND ANY
BENEFICIAL OWNER(S) FOR WHOM YOU ACT) TO HOLD THE PROCEEDS OF A
CORPORATE EVENT IN YOUR ACCOUNT IN EUROCLEAR BANK, YOU (AND ANY
BENEFICIAL OWNER(S) FOR WHOM YOU ACT) MUST ENSURE TO SEND AN
INSTRUCTION TO ALLOW THE TRANSFER OF THESE PROCEEDS TO AN ACCOUNT
OUTSIDE THE EUROCLEAR SYSTEM.

Дополнительную информацию будем доводить до Вашего сведения по мере ее пступления.

Эмитент

Lumen Technologies, Inc.

ISIN

US156700AT34

Тип корпоративного действия             

Обмен ценных бумаг

Референс корпоративного действия

789166

Добровольное событие

для участия требуются инструкции

Повторное уведомление

Дата фиксации

Неизвестно

Дата платежа

Неизвестно

Дата вступления в силу

Неизвестно

Предлагающая сторона

LEVEL 3 FINANCING, INC.

Дополнительный текст

Неизвестно

Обновление от 31.03.2023

От Вышестоящего депозитария поступила информация о результатах раннего участия в КД.

Подробная информация приведена в тексте сообщения от Иностранного депозитария и дополнительных материалах к корпоративному действию(Доступны по запросу).

Текст сообщения от Иностранного депозитария:

NOTE/NOTICE TO BE SENT BYBENEFICIAL OWNERCAED/PRIORITY 8

————— EVENT DETAILS ——————-
UPDATE 30/03/2023: EARLY RESULTS.
THE ISSUER HAS INCREASED THE 2029 COMBINED CAP FROM USD
400,000,000 TO USD 460,000,000.
THE APPROXIMATE AGGREGATE PRINCIPAL AMOUNT OF EACH SERIES OF
LUMEN NOTES THAT WERE VALIDLY TENDERED AND NOT VALIDLY WITHDRAWN
ON OR PRIOR TO EARLY TENDER DATE, HAS BEEN ANNOUNCED.
PLEASE REFER TO THE DOCUMENTATION FOR MORE DETAILS.
NOTE:

POSITIONS WILL REMAIN BLOCKED UNTIL FURTHER NOTICE OR UNTIL THE
DEBIT OF POSITIONS.

Предыдущее сообщение

Обновление от 23.03.2023:

От Вышестоящего депозитария поступила дополнительная информация о КД.

Подробная информация приведена в тексте сообщения от Иностранного депозитария.

Текст сообщения от Иностранного депозитария:
NOTE/NOTICE TO BE SENT BYBENEFICIAL OWNERCAED/PRIORITY 8

————— EVENT DETAILS ——————-
UPDATE 22/03/2023: DEADLINE ACCELERATED.
THE FOLLOWING DEADLINES HAVE BEEN UPDATED FOR OPTIONS 01 AND 02:
INSTRUCTION DEADLINE
INSTRUCTION WITHDRAWAL DEADLINE.
INSTRUCTIONS ALREADY SENT REMAIN VALID

Предыдущее сообщение

Обновление от 22.03.2023:
От Вышестоящего депозитария поступила дополнительная информация о КД.

Опции:

Предыдущее сообщение

Поступила информация от Вышестоящего депозитария о корпоративном действии «Обмен ценных бумаг».
Для получения THE OFFER MEMORANDUM необходимо направить Агенту AN ELIGIBILITY LETTER.
Подробная информация по порядку направления AN ELIGIBILITY LETTER приведена в тексте сообщения Вышестоящего депозитария.
Дополнительные материалы к корпоративному действию приложены к данному сообщению. Также материалы доступны по запросу Подробности приведены в тексте сообщения от Иностранного депозитария.

Обращаем внимание, что в настоящий момент существуют ограничения при участии в корпоративных действиях по иностранным ценным бумагам.

Текст сообщения от Иностранного депозитария:
CAED/PRIORITY 8
————— EVENT DETAILS ——————-
INFORMATION SOURCE: INFORMATION AGENT: GLOBAL BONDHOLDER SERVICES CORPORATION 65 BROADWAY — SUITE 404 NEW YORK, NEW YORK 10006 OR BANKS AND BROKERS CALL COLLECT: (212)-430-3774
ALL OTHERS CALL TOLL FREE: (855) 654-2014
EMAIL: CONTACT(AT)GBSC-USA.COM
BY MAIL, HAND OR OVERNIGHT COURIER:
GLOBAL BONDHOLDER SERVICES CORPORATION
65 BROADWAY, SUITE 404
NEW YORK, NEW YORK 10006
ATTN: CORPORATE ACTIONS
BY FACSIMILE:
(212)-430-3775
FOR CONFIRMATION BY TELEPHONE:
(212) 430-3774
.
GENERAL INFORMATION
.——————
THE PRIMARY PURPOSE OF THE EXCHANGE OFFERS IS TO RESTRUCTURE
CERTAIN INDEBTEDNESS OF THE COMPANY AND ITS CONSOLIDATED
SUBSIDIARIES.

ELIGIBLE HOLDERS
—
THE EXCHANGE OFFERS ARE BEING MADE ONLY TO ELIGIBLE HOLDERS
PLEASE REFER TO THE DOCUMENTATION FOR THE ELIGIBILITY CRITERIA.
1. EXCHANGE AND CONSENT: NOT APPLICABLE.
2. CONDITIONS AND RESTRICTIONS: CERTAIN RESTRICTIONS MAY APPLY.
THE OFFER IS SUBJECT TO, AMONG OTHER THINGS:
THE JOINDER TO THE INTERCREDITOR AGREEMENT BEENIG DULY EXECUTED BY THE ISSUER, LEVEL 3 PARENT, THE NEW NOTES COLLATERAL AGENT, THE EXISTING ISSUER CREDIT FACILITY COLLATERAL AGENT AND THE EXISTING SECURED NOTES COLLATERAL AGENT
. REFER TO THE OFFER DOCUMENTATION FOR THE COMPLETE CONDITIONS AND RESTRICTIONS OF THIS OFFER.
TIMETABLE
———
.EARLY SETTLEMENT DATE: EXPECTED TO OCCUR ON OR AFTER 31/03/2023
(AT THE ISSUERS SOLE ELECTION)
.FINAL SETTLEMENT DATE: PROMPTLY AFTER THE EXPIRATION DATE
EXPECTED TO BE ON 17/04/2023 OR AS SOON AS PRACTICABLE
THEREAFTER, UNLESS EXTENDED.
ENTITLEMENT
.———-
1. EXCHANGE RATIO:
.EARLY EXCHANGE CONSIDERATION: USD 525 PRINCIPAL AMOUNT OF NEW
NOTES PER USD 1,000 NOMNINAL
.LATE EXCHANGE CONSIDERATION: USD 475 PRINCIPAL AMOUNT OF NEW
NOTES PER USD 1000 NOMINAL.
2. MINIMUM EXERCISE AMOUNT:
PLEASE ENSURE THAT YOUR INSTRUCTED AMOUNT:
. IS AT LEAST THE MINIMUM EXERCISABLE AMOUNT OF THE NOTE
. CORRESPONDS TO THE MULTIPLE EXERCISABLE AMOUNT OF THE NOTE
. WILL YIELD AT LEAST THE MINIMUM AMOUNT OF ENTITLEMENT.
THE DETERMINATION OF YOUR INSTRUCTED AMOUNT IS SOLELY YOUR
RESPONSIBILITY. IF YOUR INSTRUCTED AMOUNT WILL RESULT IN LESS
THAN THE MINIMUM AMOUNT OF ENTITLED NOTES, YOUR INSTRUCTION WILL BE CANCELLED AND YOUR ORIGINAL NOTES RETURNED TO YOU.
FOR DETAILS ON THE CALCULATION METHOD AND THE MINIMUM AMOUNT TO RECEIVE, PLEASE REFER TO THE OFFER DOCUMENTATION.
3. ACCRUED AND UNPAID INTEREST: ACCRUED AND UNPAID INTEREST WILL
BE PAID UP TO, BUT NOT INCLUDING, THE APPLICABLE SETTLEMENT DATE.
4. MINIMUM AGGREGATE ACCEPTANCE AMOUNT: THE EXCHANGE OFFER IS NOT CONDITIONAL ON A MINIMUM AGGREGATE AMOUNT OF SECURITIES OFFEREDFOR EXCHANGE.
5. EXCHANGE CAP:
.NEW NOTES CAP: THE MAXIMUM AGGREGATE PRINCIPAL AMOUNT OF NEW
NOTES THAT THE ISSUER WILL ISSUE IN THE EXCHANGE OFFERS EQUALS
USD 1,100,000,000
.NEW NOTES SERIES CAPS:
(I) 2029 COMBINED CAP: USD 400,000,000 REPRESENTS THE MAXIMUM
AMOUNT OF NEW NOTES THAT MAY BE ISSUED IN EXCHANGE FOR TENDERED
5.375 PER CENT. SENIOR NOTES DUE 2029 AND 4.500 PER CENT. SENIOR
NOTES DUE 2029
(II)2039 AND 2042 COMBINED CAP: USD 250,000,000 REPRESENTS THE
MAXIMUM AMOUNT OF NEW NOTES THAT MAY BE ISSUED IN EXCHANGE FOR TENDERED 7.600 PR CENT. SENIOR NOTES, SERIES P, DUE 2039 AND
7.650 PER CENT. SENIOR NOTES, SERIES U, DUE 2042.
 6. PRORATION: APPLICABLE THE COMPANY OFFERS TO ACCEPT
INSTRUCTIONS UP TO THE NEW NOTES CAP AND APPLICABLE NEW NOTES
SERIES CAP.

IF THE CAPS ARE EXCEEDED, INSTRUCTIONS WILL BE ACCEPTED ON A
PRO-RATA BASIS. THE AMOUNT OF NOTES THAT ARE EXCHANGED ON THE
APPLICABLE SETTLEMENT DATE WILL BE DETERMINED IN ACCORDANCE WITH THE ACCEPTANCE PRIORITY LEVELS SET FORTH IN THE DOCUMENTATION WITH 1 BEING THE HIGHEST AND 8 BEING THE LOWEST.
FOR FURTHER DETAILS OF THE PRORATION PLEASE REFER TO THE
DOCUMENTATION.

DEPENDING ON THE AMOUNT TENDERED AND THE PRORATION FACTOR
APPLIED, IF THE PRINCIPAL AMOUNT OF NOTES THAT ARE NOT ACCEPTED
AND RETURNED TO A HOLDER AS A RESULT OF PRORATION WOULD RESULT IN LESS THAN THE APPLICABLE MINIMUM DENOMINATION, THE COMPANY WILL EITHER ACCEPT OR REJECT ALL OF SUCH HOLDERS VALIDLY TENDERED NOTES.
7. POOL FACTOR: NOT APPLICABLE.
8. CASH FRACTIONS: FRACTIONAL ENTITLEMENT WILL NOT BE COMPENSATED IN CASH.
9. NEW NOTES.
MATURITY DATE SHOULD BE 15/03/2030 AND THE INTEREST RATE 10.5 PER
CENT. PER ANNUM. THIS SECURITY IS EXPECTED TO BE ELIGIBLE IN
EUROCLEAR BANK.
THIS CORPORATE ACTION NOTIFICATION DOES NOT CONSTITUTE AN OFFER
TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES BY
ANYONE IN ANY JURISDICTION.
IT IS NOT, AND SHOULD NOT BE CONSTRUED OR TREATED AS, INVESTMENT
OR FINANCIAL ADVICE. IN PROVIDING THIS INFORMATION, EUROCLEAR
BANK IS NOT ACTING AS AGENT OF THE ISSUER.
BY SENDING AN INSTRUCTION TO EUROCLEAR BANK, YOU CONFIRM THAT YOU (AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) COMPLY WITH THE TERMS AND CONDITIONS OF THE CORPORATE EVENT AND COMPLY WITH APPLICABLE LOCAL LAWS OR REQUIREMENTS, INCLUDING BUT NOT LIMITED TO HOLDING AND TRANSFER RESTRICTIONS.
IF HOLDING AND TRANSFER RESTRICTIONS WOULD PROHIBIT YOU (AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) TO HOLD THE PROCEEDS OF A CORPORATE EVENT IN YOUR ACCOUNT IN EUROCLEAR BANK, YOU (AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) MUST ENSURE TO SEND AN INSTRUCTION TO ALLOW THE TRANSFER OF THESE PROCEEDS TO AN ACCOUNT OUTSIDE THE EUROCLEAR SYSTEM.

Дополнительную информацию будем доводить до Вашего сведения по мере ее поступления.

Эмитент

Puma International Financing S.A.

ISIN

XS1696810669

Тип корпоративного действия

Раскрытие информации

Референс корпоративного действия

792877

Новое уведомление

Добровольное событие

 для участия требуются инструкции

Дата фиксации

29 марта 2023 г.

Информация предназначена для квалифицированных инвесторов

От Вышестоящего депозитария появилась информация о КД «Раскрытие информации».

Обращаем внимание, что в настоящий момент существуют ограничения при участии в корпоративных действиях по иностранным ценным бумагам.

Подробная информация изложена в тексте сообщения от Иностранного депозитария и материалах к корпоративному действию(Доступны по запросу).

Опции:

Текст сообщения от Euroclear Bank S.A/N.V.:

NOTE/NO LEGAL DOCUMENTATION TO BECOMPLETEDCAED/DISCLOSURE REQUEST

————— EVENT DETAILS ——————-
INFORMATION SOURCE: AGENT, MORROW SODALI, STAMFORD
.
PURPOSE OF THE EVENT
.——————-
THE ISSUER ASKS HOLDERS OF THE NOTES TO DISCLOSE THEIR IDENTITY
FOR THE PURPOSE OF CONSTRUCTIONG A BONDHOLDER INDENTIFICATION
LIST, AS FURTHER DESCRIBED IN THE DOCUMENTATION .
PLEASE REFER TO THE DOCUMENTATION FOR MORE DETAILS
.
THIS IS A VOLUNTARY CORPORATE ACTION
.
.
THIS CORPORATE ACTION NOTIFICATION DOES NOT CONSTITUTE AN OFFER
TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES BY
ANYONE IN ANY JURISDICTION.
IT IS NOT, AND SHOULD NOT BE CONSTRUED OR TREATED AS, INVESTMENT
OR FINANCIAL ADVICE. IN PROVIDING THIS INFORMATION, EUROCLEAR
BANK IS NOT ACTING AS AGENT OF THE ISSUER.
BY SENDING AN INSTRUCTION TO EUROCLEAR BANK, YOU CONFIRM THAT YOU
(AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) COMPLY WITH THE
TERMS AND CONDITIONS OF THE CORPORATE EVENT AND COMPLY WITH
APPLICABLE LOCAL LAWS OR REQUIREMENTS, INCLUDING BUT NOT LIMITED
TO HOLDING AND TRANSFER RESTRICTIONS.
IF HOLDING AND TRANSFER RESTRICTIONS WOULD PROHIBIT YOU (AND ANY
BENEFICIAL OWNER(S) FOR WHOM YOU ACT) TO HOLD THE PROCEEDS OF A
CORPORATE EVENT IN YOUR ACCOUNT IN EUROCLEAR BANK, YOU (AND ANY
BENEFICIAL OWNER(S) FOR WHOM YOU ACT) MUST ENSURE TO SEND AN
INSTRUCTION TO ALLOW THE TRANSFER OF THESE PROCEEDS TO AN ACCOUNT
OUTSIDE THE EUROCLEAR SYSTEM.

 Дополнительную информацию будет доводить до Вашего сведения по мере ее поступления.

Эмитент

Maxar Technologies Inc.

ISIN

US57778K1051

Тип корпоративного действия             

Конвертация при слиянии/присоединении компаний

Референс корпоративного действия

792644

Обязательное событие

инструкций не требуется

Повторное уведомление

Дата фиксации

Неизвестно

Минимальное количество, требуемое для исполнения

1.0 (количество штук)

ISIN списываемой бумаги

US57778K1051

Дата платежа

Неизвестно

Дата валютирования

Неизвестно

Обновление от 31.03.2023:

Изменен флаг обработки по умолчанию для варианта КД 002.

Подробная информация изложена в тексте сообщения от Иностранного депозитария.

NOTE/NO LEGAL DOCUMENTATION TO BECOMPLETED
CAED/MERGER WITH DISSENT OPTION
————— EVENT DETAILS ——————-
UPDATE 30/03/2023: NOAC OPTION HAS BEEN AMENDED TO REFLECT DEFAULT OPTION.

Предыдущее сообщение

Поступила информация от Вышестоящего депозитария о корпоративном действии «Конвертация при слиянии/присоединении компаний».

Детали корпоративного действия приведены в тексте сообщения от Иностранного депозитария.
Обращаем внимание, что в настоящий момент существуют ограничения при участии в корпоративных действиях по иностранным ценным бумагам.
Текст сообщения от Иностранного депозитария:

NOTE/NO LEGAL DOCUMENTATION TO BECOMPLETEDCAED/MERGER WITH DISSENT OPTION
————— EVENT DETAILS ——————-
ON 15/12/2022, MAXAR TECHNOLOGIES INC. ENTERED INTO AN AGREEMENT
AND PLAN OF MERGER WITH GALILEO PARENT, INC., A DELAWARE
CORPORATION, GALILEO BIDCO, INC., A DELAWARE CORPORATION AND
WHOLLY OWNED SUBSIDIARY OF PARENT, AND SOLELY FOR THE PURPOSES
SET FORTH THEREIN , GALILEO TOPCO, INC., A DELAWARE CORPORATION
AND AN INDIRECT PARENT OF PARENT. PARENT AND MERGER SUB ARE
AFFILIATES OF FUNDS ADVISED BY ADVENT INTERNATIONAL CORPORATION,
A PRIVATE EQUITY FIRM HEADQUARTERED IN BOSTON, MASSACHUSETTS.
BRITISH COLUMBIA INVESTMENT MANAGEMENT CORPORATION OR ONE OR MORE
OF ITS AFFILIATES WILL ALSO BE A MINORITY INVESTOR IN PARENT
.
THE MERGER AGREEMENT PROVIDES THAT, AMONG OTHER THINGS AND ON THE
TERMS AND SUBJECT TO THE CONDITIONS OF THE MERGER AGREEMENT,
.
(I) MERGER SUB WILL MERGE WITH AND INTO THE COMPANY (THE MERGER),
WITH THE COMPAN Y SURVIVING THE MERGER AS A WHOLLY OWNED
SUBSIDIARY OF PARENT (THE SURVIVING CORPORATION),
.
(II) AT THE EFFECTIVE TIME OF THE MERGER EACH ISSUED AND
OUTSTANDING SHARE OF COMMON STOCK OF THE COMPANY, PAR VALUE USD
0.0001 PER SHARE (THE COMPANY COMMON STOCK) (OTHER THAN
(A) CERTAIN SHARES OF COMPANY COMMON STOCK HELD IN THE TREASURY OF THE COMPANY OR OWNED, DIRECTLY OR INDIRECTLY, BY PARENT, MERGER SUB, OR ANY WHOLLY OWNED SUBSIDIARIES OF THE COMPANY (IN EACH CASE, OTHER THAN ANY SUCH SHARES OF COMPANY COMMON STOCK HELD IN A FIDUCIARY, REPRESENTATIVE OR OTHER CAPACITY ON BEHALF OF THIRD PARTIES), IN EACH CASE IMMEDIATELY PRIOR TO THE EFFECTIVE TIME AND
(B) SHARES OF COMPANY COMMON STOCK THAT ARE ISSUED AND
OUTSTANDING IMMEDIATELY PRIOR TO THE EFFECTIVE TIME AND THAT ARE HELD BY ANY HOLDER WHO IS ENTITLED TO DEMAND AND PROPERLY DEMANDS APPRAISAL OF SUCH SHARES OF COMPANY COMMON STOCK PURSUANT TO SECTION 262 OF THE GENERAL CORPORATION LAW OF THE STATE OF DELAWARE AND DOES NOT VOTE SUCH SHARES OF COMPANY COMMON STOCK IN FAVOR OF THE MERGER OR CONSENT THERETO IN WRITING) WILL BE AUTOMATICALLY CONVERTED INTO THE RIGHT TO RECEIVE USD 53.00 IN CASH, WITHOUT INTEREST (THE MERGER CONSIDERATION) AND
.
(III) EACH SHARE OF COMMON STOCK OF MERGER SUB, PAR VALUE USD
0.01 PER SHARE, ISSUED AND OUTSTANDING IMMEDIATELY PRIOR TO THE
EFFECTIVE TIME WILL BE CONVERTED INTO ONE FULLY PAID, VALIDLY
ISSUED AND NONASSESSABLE SHARE OF COMMON STOCK OF THE SURVIVING
CORPORATION, PAR VALUE USD 0.01 PER SHARE, AND WILL CONSTITUTE
THE ONLY OUTSTANDING SHARES OF CAPITAL STOCK OF THE SURVIVING
CORPORATION AS OF IMMEDIATELY AFTER THE EFFECTIVE TIME.

HOLDERS ARE ADVISED THAT THE MEETING TO VOTE ON THE MERGER WILL BE HELD ON 19/04/2023.
OUR DEPOSITARY HAS NOT RECEIVED INFORMATION THAT WOULD INDICATE THAT THIS OFFER IS SUBJECT TO IRS 302.
CONDITIONS:

DISSENTER’S RIGHTS:
.——————
HOLDERS HAVE THE OPTION TO EXERCISE THEIR DISSENTER’S RIGHTS
THIS PROCESS REQUIRES THE PHYSICAL WITHDRAWAL OF POSITIONS FROM
DTC AND REGISTRATION OF CERTIFICATES
.
HOLDERS WHO WISH TO DISSENT MUST PROVIDE BENEFICIAL OWNER DETAILS (INCLUDING ADDRESS)
. A WRITTEN DEMAND FOR APPRAISAL WILL BE DELIVERED BY OUR AGENT TO THE COMPANY AT. MAXAR TECHNOLOGIES INC
ATTENTION: JAMES C. LEE, CORPORATE SECRETARY
1300 WEST 120TH AVENUE
WESTMINSTER, COLORADO 80234.
UPON CONFIRMATION OF DELIVERY OF THE DEMAND FOR APPRAISAL,
BENEFICIAL OWNER SHOULD UNDERTAKE THE DISSENT PROCESS DIRECTLY
WITH THE COMPANY.
EUROCLEAR BANK AGENT ROLE IN THE PROCESS IS TO WITHDRAW THE
CERTIFICATE FROM THE DEPOSITORY (DTC) AND FORWARD YOUR DEMAND OF APPRAISAL ONLY.
THE BENEFICIAL OWNER’S CERTIFICATES WILL BE SENT TO THE ADDRESS
PROVIDED.
UPON RECEIPT OF THE CERTIFICATE, THE BO SHOULD CONTACT THE
COMPANY DIRECTLY IN ORDER TO EXERCISE DISSENTER’S RIGHTS.
A CLEARING CORPORATE FEE OF USD 400.00 WILL BE CHARGED FOR EACH
DISSENT LETTER PRODUCED.
THIS CORPORATE ACTION NOTIFICATION DOES NOT CONSTITUTE AN OFFER
TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES BY
ANYONE IN ANY JURISDICTION.
IT IS NOT, AND SHOULD NOT BE CONSTRUED OR TREATED AS, INVESTMENT
OR FINANCIAL ADVICE. IN PROVIDING THIS INFORMATION, EUROCLEAR
BANK IS NOT ACTING AS AGENT OF THE ISSUER.
BY SENDING AN INSTRUCTION TO EUROCLEAR BANK, YOU CONFIRM THAT YOU
(AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) COMPLY WITH THE
TERMS AND CONDITIONS OF THE CORPORATE EVENT AND COMPLY WITH
APPLICABLE LOCAL LAWS OR REQUIREMENTS, INCLUDING BUT NOT LIMITED
TO HOLDING AND TRANSFER RESTRICTIONS.
IF HOLDING AND TRANSFER RESTRICTIONS WOULD PROHIBIT YOU (AND ANY
BENEFICIAL OWNER(S) FOR WHOM YOU ACT) TO HOLD THE PROCEEDS OF A
CORPORATE EVENT IN YOUR ACCOUNT IN EUROCLEAR BANK, YOU (AND ANY
BENEFICIAL OWNER(S) FOR WHOM YOU ACT) MUST ENSURE TO SEND AN
INSTRUCTION TO ALLOW THE TRANSFER OF THESE PROCEEDS TO AN ACCOUNT
OUTSIDE THE EUROCLEAR SYSTEM.

Опции:

Дополнительную информацию будем доводить до Вашего сведения по мере ее поступления.

Эмитент

TUI AG RIGHTS

ISIN

DE000TUAG1E4

Повторное уведомление

Тип корпоративного действия             

Исполнение требований по промежуточным ценным бумаг

Добровольное событие

требуются инструкции

Референс корпоративного действия

792572

Дата фиксации

Неизвестно

Экс-дивидендная дата или дата/время распределения

28 марта 2023 г.

Период действия на рынке

с 28 марта 2023 г. по 17 апреля 2023 г.

Дата платежа

Неизвестно

Информация предназначена для квалифицированных инвесторов

Обновление от 31.03.2023:
От Вышестоящего депозитария поступила дополнительная информация о КД.
Подробная информация изложена в тексте сообщения от Иностранного депозитария.

NOTE/NO LEGAL DOCUMENTATION TO BECOMPLETED
————— EVENT DETAILS ——————-
UPDATE 30/03/2023: CLARIFICATION REGARDING TRADING PERIOD
.
TRANSFERABLE SUBSCRIPTION RIGHTS, ISIN DE000TUAG1E4, CAN BE
TRADED FROM 28/03/2023 TO 12/04/2023 ON THE REGULATED MARKET OF
THE HANOVER STOCK EXCHANGE AND THE OPEN MARKET OFFRANKFURT STOCK EXCHANGE (INCLUDING FRACTIONAL AMOUNTS OF SUBSCRIPTION RIGHTS).

Предыдущее сообщение

От Вышестоящего депозитария поступила информация о КД «Исполнение требований по промежуточным ценным бумагам».
Подробная информация изложена в тексте сообщения от Иностранного депозитария.

Подробная информация изложена в текстах сообщений от Иностранных депозитариев и материалах к корпоративному действию.
Обращаем внимание, что на момент рассылки данного сообщения, материалы по КД не доступны по запросу у Иностранного депозитария.

Обращаем внимание, что в настоящий момент существуют ограничения при участии в корпоративных действиях по иностранным ценным бумагам.

Опции:

Подробности приведены в тексте сообщения Иностранного депозитария.

Текст сообщения от Euroclear Bank S.A./N.V.:

NOTE/NO LEGAL DOCUMENTATION TO BECOMPLETED
————— EVENT DETAILS ——————-
GENERAL INFORMATION
.———————-
CAPITAL INCREASE AGAINST PAYMENT.
THE CAPITAL INCREASE AGAINST PAYMENT IS SUBJECT TO REGISTRATION
IN THE REGISTER OF COMMERCE WHICH IS EXPECTED TO OCCUR ON
19/04/2023.
THE COMPANY INTENDS TO ISSUE A MAXIMUM OF 328,910,448 NEW
ORDINARY REGISTERED SHARES, ISIN DE000TUAG505. THE NEW SHARES
WILL BE DIVIDEND ENTITLED FROM 01/10/2022.
SUBSCRIPITON RIGHTS, ISIN DE000TUAG1E4 ARE TRANSFERABLE IN THE
ISSUING MARKET. TRANSFERS OF SUBSCRIPTION RIGHTS BETWEEN THE
GERMAN AND THE BRITISH MARKETS ARE NOT POSSIBLE. THE TRANSFERABLE
SUBSCRIPTION RIGHTS, ISIN DE000TUAG1E4, CAN BE TRADED FROM
28/03/2023 TO 12/03/2023 ON THE REGULATED MARKET OF THE HANOVER
STOCK EXCHANGE AND THE OPEN MARKET OF FRANKFURT STOCK EXCHANGE
(INCLUDING FRACTIONAL AMOUNTS OF SUBSCRIPTION RIGHTS)). OUR
DEPOSITARY NO LONGER SUPPORTS BUY/SELL ELECTIONS ON ANY CORPORATE
ACTION EVENT. IF THE ISSUER AND MARKET ALLOWS TRADING IN RIGHTS,
AND A HOLDER WISHES TO BUY OR SELL RIGHTS, THEY SHOULD DO SO VIA
THEIR OWN LOCAL BROKER. ANY ELECTIONS RECEIVED REQUESTING BUY OR
SELL RIGHTS WILL BE REJECTED.
THREE RIGHTS HELD WILL ENTITLE SHAREHOLDERS TO SUBSCRIBE FOR
EIGHT NEW SHARES, ISIN DE000TUAG505. THE SUBSCRIPTION OF ONE NEW
SHARE IS POSSIBLE. HENCE, 0.375 RIGHTS OR A MULTIPLE THEREOF ARE
EXERCISEABLE. MINIMUM DENOMINATION OF RIGHTS: 0.001 UNITS. NON
EXERCISED RIGHTS WILL BE DEEMED WORTHLESS AND WILL BE REMOVED
FROM YOUR ACCOUNT AFTER THE END OF THE SUBSCRIPTION PERIOD.
PRIVATE PLACEMENTS
.———————————
UNSUBSCRIBED SHARES UNDER THE SUBSCRIPTION OFFER WILL BE OFFERED
TO QUALIFIED INVESTORS UNDER A SEPARATE PRIVATE PLACEMENT AT A
PRICE EQUAL OR HIGHER THAN THE SUBSCRIPTION PRICE.

SETTLEMENT AND LISTING
.————————————
THE NEW SHARES WILL BE BLOCKED IN YOUR ACCOUNT UNTIL THEY ARE
AVAILABLE, I.E. UNTIL THE CAPITAL INCREASE HAS BEEN REGISTERED IN
THE COMMERCIAL REGISTER. EXPECTED SETTLEMENT DATE: 24/02/2023
APPROX.
SETTLEMENT MAY BE DELAYED IN THE EVENT THE REGISTRATION IN THE
COMMERCIAL REGISTER IS DELAYED.
THE NEW SHARES DELIVERED TO SHAREHOLDERS DUE TO THE SUBSCRIPTION
OFFER WILL BE INCLUDED IN THE QUOTATION IN THE REGULATED MARKET
OF HANOVER STOCK EXCHANGE AND THE OPEN MARKET OF THE FRANKFURT
STOCK EXCHANGE.
RISK ADVICE
.————————
THE JOINT GLOBAL COORDINATORS ARE ENTITLED TO TERMINATE THE
UNDERWRITING AGREEMENT UNDER CERTAIN CIRCUMSTANCES (PLEASE SEE
SECTION 1.3.4. OF THE PROSPECTUS). IN THE EVENT OF A TERMINATION
OF THE UNDERWRITING AGREEMENT PRIOR TO THE IMPLEMENTATION OF THE
CAPITAL INCREASE BECOMING EFFECTIVE, THE SUBSCRIPTION RIGHTS
SHALL EXPIRE. IN SUCH A CASE, A RESCISSION OF SUBSCRIPTION RIGHTS
TRADING TRANSACTIONS WILL NOT TAKE PLACE. ACCORDINGLY, INVESTORS
WHO HAVE ACQUIRED SUBSCRIPTION RIGHTS IN THE SUBSCRIPTION RIGHTS
TRADING WOULD SUFFER A LOSS IN THIS CASE. IF SHORT SALES HAVE
OCCURRED, THE SELLER OF THESE SHARES BEARS THE RISK OF NOT BEING
ABLE TO FULFILL ITS OBLIGATION BY DELIVERING NEW SHARES.
IF SHAREHOLDERS SELL THE NEW SHARES BEFORE THEY ARE CREDITED TO
THEIR ACCOUNT, IT WILL BE THE SOLE RESPONSIBILITY OF THE
SHAREHOLDER IF THE OBLIGATIONS CAN NOT BE FULFILLED. ANY LOSSES
OR COSTS DUE TO SHORT POSITIONS WILL BE BORNE BY THE SHAREHOLDER.

THE PROSPECTUS OF THE SUBSCRIPTION OFFER HAS BEEN APPROVED BY THE
GERMAN FEDERAL FINANCIAL SUPERVISORY AUTHORITY (BAFIN) AND THE UK
PROSPECTUS BY THE FCA ON 24/03/2023.
INTERESTED SHAREHOLDERS SHOULD SEEK DETAILED INFORMATION ABOUT
THE ISSUER BEFORE DECIDING WHETHER TO SUBSCRIBE FOR NEW SHARES.
INVESTORS WISHING TO PARTICIPATE ARE ADVISED TO REVIEW THE OFFER
DOCUMENTINCLUDING SECTION 1. OF THE PROSPECTUS (RISK FACTORS).
THE DOCUMENTATION HAS BEEN MADE AVAILABE AT:
WWW.TUIGROUP.COM
WWW.BUNDESANZEIGER.DE

SANCTIONS
——————————-
AS OF THE DATE OF THE PROSPECTUS, NO SUBSCRIPTION RIGHTS WILL BE
GRANTED TO UNIFIRM OR SEVERGROUP OR ANY OTHER MAJOR SHAREHOLDER
SANCTIONED PERSON OR ENTITY AS THE SHARES HELD BY UNIFIRM AND
SEVERGROUP ARE SUBJECT TO A LOSS OF RIGHTS PURSUANT TO SECTION 44
(1) WPHG DUE TO INCORRECT VOTING RIGHTS NOTIFICATIONS, AND THE
ASSET FREEZE PURSUANT TO THE APPLICABLE EU SANCTIONS AND UK
SANCTIONS (EACH AS DEFINED BELOW). WITH RESPECT TO THE
147,144,445 NEW SHARES FROM THE CAPITAL INCREASES THAT WOULD HAVE
BEEN ATTRIBUTABLE TO UNIFIRM AND SEVERGROUP OR ANY OTHER MAJOR
SHAREHOLDER SANCTIONED PERSON OR ENTITY, THE CAPITAL INCREASES
WILL THEREFORE NOT BE IMPLEMENTED (I.E. THESE SHARES WILL NOT BE
ISSUED) SINCE NO SUBSCRIPTION RIGHTS ARE GRANTED TO THE MAJOR
SHAREHOLDER SANCTIONED PERSONS OR ENTITIES AND SUBSCRIPTION
RIGHTS CAN THEREFORE NOT BE EXERCISED BY THE MAJOR SHAREHOLDER
SANCTIONED PERSONS OR ENTITIES. FOR DETAILS,
PLEASE REFER TO THE PROSPECTUS.
RESTRICTIONS

.———————————-
THE DISTRIBUTION OF THE PROSPECTUS AND THE SALE OF THE SECURITIES
MAY BE RESTRICTED BY LAW IN CERTAIN JURISDICTIONS. NO ACTION HAS
BEEN OR WILL BE TAKEN BY THE COMPANY OR THE UNDERWRITERS TO
PERMIT A PUBLIC OFFERING OF THE SECURITIES OR THE POSSESSION OR
DISTRIBUTION OF THE PROSPECTUS (OR ANY OTHER OFFERING OR
PUBLICITY MATERIALS OR APPLICATION FORM(S) RELATING TO THE
SECURITIES, OTHER THAN THE OFFERS CONTEMPLATED IN THE PROSPECTUS
IN GERMANY AND THE UK). ACCORDINGLY, THIS INFORMATION MAY BE
DISTRIBUTED OR PUBLISHED IN ANY JURISDICTION EXCEPT UNDER
CIRCUMSTANCES THAT WILL RESULT IN COMPLIANCE WITH ANY APPLICABLE
LAWS AND REGULATIONS. PERSONS INTO WHOSE POSSESSION THE
PROSPECTUS COMES ARE REQUIRED TO INFORM THEMSELVES ABOUT AND
OBSERVE ANY SUCH RESTRICTIONS. ANY FAILURE TO COMPLY WITH THE
RESTRICTIONS MAY CONSTITUTE A VIOLATION OF THE SECURITIES LAWS OF
ANY SUCH JURISDICTION.
UNITED STATES
.—————————————
THE NEW SHARES AND THE SUBSCRIPTION RIGHTS HAVE NOT BEEN, AND
WILL NOT BE, REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS
AMENDED (THE SECURITIES ACT) OR WITH THE SECURITIES REGULATORY
AUTHORITIES OF ANY INDIVIDUAL STATE OF THE UNITED STATES OF
AMERICA. THE NEW SHARES AND THE SUBSCRIPTION RIGHTS MAY AT NO
TIME BE OFFERED, SOLD, EXERCISED, PLEDGED, TRANSFERRED OR
DELIVERED, DIRECTLY OR INDIRECTLY, TO OR WITHIN THE UNITED STATES
OF AMERICA, EXCEPT IN A TRANSACTION NOT SUBJECT TO, OR PURSUANT
TO AN EXEMPTION FROM, THE REGISTRATION REQUIREMENTS OF THE
SECURITIES ACT AND, IN EACH CASE, IN ACCORDANCE WITH ANY
APPLICABLE SECURITIES LAWS OF ANY STATE.

U.S. QIBS MAY PARTICIPATE IN THE OFFER.

FOR DETAILED RESTRICTIONS PLEASE REFER TO CHAPTER + 23 SELLING
AND TRANSFER RESTRICTIONS + OF THE PROSPECTUS (PAGE 250 ET SEQ.).
.
ENTITLEMENT
.——————
THE ENTITLEMENT WILL RANK PARI PASSU WITH THE EXISTING SHARES
.
UNINSTRUCTED RIGHTS WILL LAPSE ON THE DEADLINE AND WILL BE
DEBITED TO YOUR ACCOUNT UPON CONFIRMATION FROM OUR LOCAL
CUSTODIAN.
THERE IS NO CASH COMPENSATION FOR UNEXERCISED RIGHTS
.
TRADING OF RIGHTS:
.——————
TRADING PERIOD OF THE RIGHTS: 28/03/2023 UP TO AND INCLUDING
12/04/2023.
.
WE DO NOT OFFER THE SERVICE FOR BUY OR SELL OF RIGHTS
.
OVERSUBSCRIPTION:
.—————-
OVERSUBSCRIPTION IS NOT POSSIBLE
.
SETTLEMENT
1. PENDING TRADES: NO INFORMATION AVAILABLE
.
2. MARKET CLAIMS:
MARKET CLAIMS MAY BE PROCESSED, EXCEPT ON BRIDGE TRANSACTIONS
EUCLID USERS : PLEASE REFER TO YOUR R57 ‘PENDING MARKET CLAIMS
STATUS’ REPORT.
FOR MORE INFORMATION GO TO : MY.EUROCLEAR.COM/EBMARKETS
.
BUYER PROTECTION INFORMATION:
.——————————
.
GUARANTEED PARTICIPATION DATE (GUPA) NOT COMMUNICATED TO
EUROCLEAR.
.
ELECTION TO COUNTERPARTY DEADLINE (ECPD) NOT COMMUNICATED TO
——————————————————-
EUROCLEAR.
.
ELECTION TO COUNTERPARTY RESPONSE DEADLINE (ECRD) NOT
COMMUNICATED TO EUROCLEAR.
.
TO DOWNLOAD THE BUYER PROTECTION INSTRUCTION

TEMPLATE, GO TO
MY.EUROCLEAR.COM AND ENTER ‘BUYER PROTECTION INSTRUCTION’ IN THE
KEYWORD SEARCH FIELD IN THE KNOWLEDGE BASE SECTION
.
THIS EVENT MAY GENERATE FRACTIONS OF SECURITIES THAT CANNOT BE
ALLOCATED IN THE EUROCLEAR SYSTEM. THEREFORE, WE WILL CALCULATE
EACH CLIENTS ENTITLEMENT AND APPLY A ROUNDING MECHANISM, AS
FOLLOWS:
.CLIENTS WITH THE LARGEST FRACTIONAL ENTITLEMENT WILL BE ROUNDED
UP UNTIL ALL FRACTIONAL SHARES ARE DISTRIBUTED.
.ALL OTHER CLIENTS WILL BE ROUNDED DOWN.
.IN THE CASE OF EQUAL FRACTIONAL ENTITLEMENTS FOR ELECTIVE EVENTS,
WE WILL FIRST ALLOCATE TO THE CLIENT WHO INSTRUCTED FIRST.

THIS CORPORATE ACTION NOTIFICATION DOES NOT CONSTITUTE AN OFFER
TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES BY
ANYONE IN ANY JURISDICTION.
IT IS NOT, AND SHOULD NOT BE CONSTRUED OR TREATED AS, INVESTMENT
OR FINANCIAL ADVICE. IN PROVIDING THIS INFORMATION, EUROCLEAR
BANK IS NOT ACTING AS AGENT OF THE ISSUER.
BY SENDING AN INSTRUCTION TO EUROCLEAR BANK, YOU CONFIRM THAT YOU
(AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) COMPLY WITH THE
TERMS AND CONDITIONS OF THE CORPORATE EVENT AND COMPLY WITH
APPLICABLE LOCAL LAWS OR REQUIREMENTS, INCLUDING BUT NOT LIMITED
TO HOLDING AND TRANSFER RESTRICTIONS.
IF HOLDING AND TRANSFER RESTRICTIONS WOULD PROHIBIT YOU (AND ANY
BENEFICIAL OWNER(S) FOR WHOM YOU ACT) TO HOLD THE PROCEEDS OF A
CORPORATE EVENT IN YOUR ACCOUNT IN EUROCLEAR BANK, YOU (AND ANY
BENEFICIAL OWNER(S) FOR WHOM YOU ACT) MUST ENSURE TO SEND AN
INSTRUCTION TO ALLOW THE TRANSFER OF THESE PROCEEDS TO AN ACCOUNT
OUTSIDE THE EUROCLEAR SYSTEM.

Дополнительную информацию будем доводить до Вашего сведения по мере ее пступления.

Эмитент

Canadian Pacific Rail

ISIN

US45408X3089

Референс корпоративного действия

792775

Новое уведомление

Тип корпоративного действия

Существенные изменения по ценной бумаге

Обязательное событие

инструкций не требуется

Дата/Время вступления в силу

14 апреля 2023 г.

Признак типа изменений

Наименование

Новое наименование компании

СANADIAN PACIFIC KANSAS CITYLIMITED

Поступила информация от Вышестоящего депозитария о корпоративном действии «Существенные изменения по ценной бумаге»

Подробная информация изложена в тексте сообщения от Иностранного депозитария.

Текст сообщения от Иностранного депозитария:

NOTE/NO LEGAL DOCUMENTATION TO BECOMPLETEDCAED/NAME CHANGE

 ————— EVENT DETAILS ——————-

OLD ISSUERS NAME: CANADIAN PACIFIC RAILWAY LTD

NEW ISSUERS NAME: CANADIAN PACIFIC KANSAS CITY LIMITED

 Дополнительную информацию будем доводить до Вашего сведения по мере ее поступления.

Эмитент

TUI AG RIGHTS

ISIN

DE000TUAG1E4

Повтороное уведомление

Тип корпоративного действия             

Исполнение требований по промежуточным ценным бумаг

Добровольное событие

требуются инструкции

Референс корпоративного действия

792572

Дата фиксации

Неизвестно

Экс-дивидендная дата или дата/время распределения

28 марта 2023 г.

Период действия на рынке

с 28 марта 2023 г. по 17 апреля 2023 г.

Дата платежа

Неизвестно

Информация предназначена для квалифицированных инвесторов

Второе Обновление от 31.03.2023:
От Вышестоящего депозитария поступили материалы к корпоративному действию.Материалы к корпоративному действию доступны по запросу.

Обновление от 31.03.2023 г

От Вышестоящего депозитария поступила дополнительная информация о КД.

Подробная информация изложена в тексте сообщения от Иностранного депозитария.

Текст сообщения от Euroclear Bank S.A./N.V.:

NOTE/NO LEGAL DOCUMENTATION TO BECOMPLETED
————— EVENT DETAILS ——————-
UPDATE 30/03/2023: CLARIFICATION REGARDING TRADING PERIOD.
TRANSFERABLE SUBSCRIPTION RIGHTS, ISIN DE000TUAG1E4, CAN BE
TRADED FROM 28/03/2023 TO 12/04/2023 ON THE REGULATED MARKET OF
THE HANOVER STOCK EXCHANGE AND THE OPEN MARKET OFFRANKFURT STOCK
EXCHANGE (INCLUDING FRACTIONAL AMOUNTS OF SUBSCRIPTION RIGHTS)).

Предыдущее сообщение

От Вышестоящего депозитария поступила информация о КД «Исполнение требований по промежуточным ценным бумагам».
Подробная информация изложена в тексте сообщения от Иностранного депозитария.

Подробная информация изложена в текстах сообщений от Иностранных депозитариев и материалах к корпоративному действию.
Обращаем внимание, что на момент рассылки данного сообщения, материалы по КД не доступны по запросу у Иностранного депозитария.

Обращаем внимание, что в настоящий момент существуют ограничения при участии в корпоративных действиях по иностранным ценным бумагам.

Опции:

Подробности приведены в тексте сообщения Иностранного депозитария.

Текст сообщения от Euroclear Bank S.A./N.V.:

NOTE/NO LEGAL DOCUMENTATION TO BECOMPLETED
————— EVENT DETAILS ——————-
GENERAL INFORMATION
.———————-
CAPITAL INCREASE AGAINST PAYMENT.
THE CAPITAL INCREASE AGAINST PAYMENT IS SUBJECT TO REGISTRATION
IN THE REGISTER OF COMMERCE WHICH IS EXPECTED TO OCCUR ON
19/04/2023.
THE COMPANY INTENDS TO ISSUE A MAXIMUM OF 328,910,448 NEW
ORDINARY REGISTERED SHARES, ISIN DE000TUAG505. THE NEW SHARES
WILL BE DIVIDEND ENTITLED FROM 01/10/2022.
SUBSCRIPITON RIGHTS, ISIN DE000TUAG1E4 ARE TRANSFERABLE IN THE
ISSUING MARKET. TRANSFERS OF SUBSCRIPTION RIGHTS BETWEEN THE
GERMAN AND THE BRITISH MARKETS ARE NOT POSSIBLE. THE TRANSFERABLE
SUBSCRIPTION RIGHTS, ISIN DE000TUAG1E4, CAN BE TRADED FROM
28/03/2023 TO 12/03/2023 ON THE REGULATED MARKET OF THE HANOVER
STOCK EXCHANGE AND THE OPEN MARKET OF FRANKFURT STOCK EXCHANGE
(INCLUDING FRACTIONAL AMOUNTS OF SUBSCRIPTION RIGHTS)). OUR
DEPOSITARY NO LONGER SUPPORTS BUY/SELL ELECTIONS ON ANY CORPORATE
ACTION EVENT. IF THE ISSUER AND MARKET ALLOWS TRADING IN RIGHTS,
AND A HOLDER WISHES TO BUY OR SELL RIGHTS, THEY SHOULD DO SO VIA
THEIR OWN LOCAL BROKER. ANY ELECTIONS RECEIVED REQUESTING BUY OR
SELL RIGHTS WILL BE REJECTED.
THREE RIGHTS HELD WILL ENTITLE SHAREHOLDERS TO SUBSCRIBE FOR
EIGHT NEW SHARES, ISIN DE000TUAG505. THE SUBSCRIPTION OF ONE NEW
SHARE IS POSSIBLE. HENCE, 0.375 RIGHTS OR A MULTIPLE THEREOF ARE
EXERCISEABLE. MINIMUM DENOMINATION OF RIGHTS: 0.001 UNITS. NON
EXERCISED RIGHTS WILL BE DEEMED WORTHLESS AND WILL BE REMOVED
FROM YOUR ACCOUNT AFTER THE END OF THE SUBSCRIPTION PERIOD.
PRIVATE PLACEMENTS
.———————————
UNSUBSCRIBED SHARES UNDER THE SUBSCRIPTION OFFER WILL BE OFFERED
TO QUALIFIED INVESTORS UNDER A SEPARATE PRIVATE PLACEMENT AT A
PRICE EQUAL OR HIGHER THAN THE SUBSCRIPTION PRICE.

SETTLEMENT AND LISTING
.————————————
THE NEW SHARES WILL BE BLOCKED IN YOUR ACCOUNT UNTIL THEY ARE
AVAILABLE, I.E. UNTIL THE CAPITAL INCREASE HAS BEEN REGISTERED IN
THE COMMERCIAL REGISTER. EXPECTED SETTLEMENT DATE: 24/02/2023
APPROX.
SETTLEMENT MAY BE DELAYED IN THE EVENT THE REGISTRATION IN THE
COMMERCIAL REGISTER IS DELAYED.
THE NEW SHARES DELIVERED TO SHAREHOLDERS DUE TO THE SUBSCRIPTION
OFFER WILL BE INCLUDED IN THE QUOTATION IN THE REGULATED MARKET
OF HANOVER STOCK EXCHANGE AND THE OPEN MARKET OF THE FRANKFURT
STOCK EXCHANGE.
RISK ADVICE
.————————
THE JOINT GLOBAL COORDINATORS ARE ENTITLED TO TERMINATE THE
UNDERWRITING AGREEMENT UNDER CERTAIN CIRCUMSTANCES (PLEASE SEE
SECTION 1.3.4. OF THE PROSPECTUS). IN THE EVENT OF A TERMINATION
OF THE UNDERWRITING AGREEMENT PRIOR TO THE IMPLEMENTATION OF THE
CAPITAL INCREASE BECOMING EFFECTIVE, THE SUBSCRIPTION RIGHTS
SHALL EXPIRE. IN SUCH A CASE, A RESCISSION OF SUBSCRIPTION RIGHTS
TRADING TRANSACTIONS WILL NOT TAKE PLACE. ACCORDINGLY, INVESTORS
WHO HAVE ACQUIRED SUBSCRIPTION RIGHTS IN THE SUBSCRIPTION RIGHTS
TRADING WOULD SUFFER A LOSS IN THIS CASE. IF SHORT SALES HAVE
OCCURRED, THE SELLER OF THESE SHARES BEARS THE RISK OF NOT BEING
ABLE TO FULFILL ITS OBLIGATION BY DELIVERING NEW SHARES.
IF SHAREHOLDERS SELL THE NEW SHARES BEFORE THEY ARE CREDITED TO
THEIR ACCOUNT, IT WILL BE THE SOLE RESPONSIBILITY OF THE
SHAREHOLDER IF THE OBLIGATIONS CAN NOT BE FULFILLED. ANY LOSSES
OR COSTS DUE TO SHORT POSITIONS WILL BE BORNE BY THE SHAREHOLDER.

THE PROSPECTUS OF THE SUBSCRIPTION OFFER HAS BEEN APPROVED BY THE
GERMAN FEDERAL FINANCIAL SUPERVISORY AUTHORITY (BAFIN) AND THE UK
PROSPECTUS BY THE FCA ON 24/03/2023.
INTERESTED SHAREHOLDERS SHOULD SEEK DETAILED INFORMATION ABOUT
THE ISSUER BEFORE DECIDING WHETHER TO SUBSCRIBE FOR NEW SHARES.
INVESTORS WISHING TO PARTICIPATE ARE ADVISED TO REVIEW THE OFFER
DOCUMENTINCLUDING SECTION 1. OF THE PROSPECTUS (RISK FACTORS).
THE DOCUMENTATION HAS BEEN MADE AVAILABE AT:
WWW.TUIGROUP.COM
WWW.BUNDESANZEIGER.DE

SANCTIONS
——————————-
AS OF THE DATE OF THE PROSPECTUS, NO SUBSCRIPTION RIGHTS WILL BE
GRANTED TO UNIFIRM OR SEVERGROUP OR ANY OTHER MAJOR SHAREHOLDER
SANCTIONED PERSON OR ENTITY AS THE SHARES HELD BY UNIFIRM AND
SEVERGROUP ARE SUBJECT TO A LOSS OF RIGHTS PURSUANT TO SECTION 44
(1) WPHG DUE TO INCORRECT VOTING RIGHTS NOTIFICATIONS, AND THE
ASSET FREEZE PURSUANT TO THE APPLICABLE EU SANCTIONS AND UK
SANCTIONS (EACH AS DEFINED BELOW). WITH RESPECT TO THE
147,144,445 NEW SHARES FROM THE CAPITAL INCREASES THAT WOULD HAVE
BEEN ATTRIBUTABLE TO UNIFIRM AND SEVERGROUP OR ANY OTHER MAJOR
SHAREHOLDER SANCTIONED PERSON OR ENTITY, THE CAPITAL INCREASES
WILL THEREFORE NOT BE IMPLEMENTED (I.E. THESE SHARES WILL NOT BE
ISSUED) SINCE NO SUBSCRIPTION RIGHTS ARE GRANTED TO THE MAJOR
SHAREHOLDER SANCTIONED PERSONS OR ENTITIES AND SUBSCRIPTION
RIGHTS CAN THEREFORE NOT BE EXERCISED BY THE MAJOR SHAREHOLDER
SANCTIONED PERSONS OR ENTITIES. FOR DETAILS,
PLEASE REFER TO THE PROSPECTUS.
RESTRICTIONS

.———————————-
THE DISTRIBUTION OF THE PROSPECTUS AND THE SALE OF THE SECURITIES
MAY BE RESTRICTED BY LAW IN CERTAIN JURISDICTIONS. NO ACTION HAS
BEEN OR WILL BE TAKEN BY THE COMPANY OR THE UNDERWRITERS TO
PERMIT A PUBLIC OFFERING OF THE SECURITIES OR THE POSSESSION OR
DISTRIBUTION OF THE PROSPECTUS (OR ANY OTHER OFFERING OR
PUBLICITY MATERIALS OR APPLICATION FORM(S) RELATING TO THE
SECURITIES, OTHER THAN THE OFFERS CONTEMPLATED IN THE PROSPECTUS
IN GERMANY AND THE UK). ACCORDINGLY, THIS INFORMATION MAY BE
DISTRIBUTED OR PUBLISHED IN ANY JURISDICTION EXCEPT UNDER
CIRCUMSTANCES THAT WILL RESULT IN COMPLIANCE WITH ANY APPLICABLE
LAWS AND REGULATIONS. PERSONS INTO WHOSE POSSESSION THE
PROSPECTUS COMES ARE REQUIRED TO INFORM THEMSELVES ABOUT AND
OBSERVE ANY SUCH RESTRICTIONS. ANY FAILURE TO COMPLY WITH THE
RESTRICTIONS MAY CONSTITUTE A VIOLATION OF THE SECURITIES LAWS OF
ANY SUCH JURISDICTION.
UNITED STATES
.—————————————
THE NEW SHARES AND THE SUBSCRIPTION RIGHTS HAVE NOT BEEN, AND
WILL NOT BE, REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS
AMENDED (THE SECURITIES ACT) OR WITH THE SECURITIES REGULATORY
AUTHORITIES OF ANY INDIVIDUAL STATE OF THE UNITED STATES OF
AMERICA. THE NEW SHARES AND THE SUBSCRIPTION RIGHTS MAY AT NO
TIME BE OFFERED, SOLD, EXERCISED, PLEDGED, TRANSFERRED OR
DELIVERED, DIRECTLY OR INDIRECTLY, TO OR WITHIN THE UNITED STATES
OF AMERICA, EXCEPT IN A TRANSACTION NOT SUBJECT TO, OR PURSUANT
TO AN EXEMPTION FROM, THE REGISTRATION REQUIREMENTS OF THE
SECURITIES ACT AND, IN EACH CASE, IN ACCORDANCE WITH ANY
APPLICABLE SECURITIES LAWS OF ANY STATE.

U.S. QIBS MAY PARTICIPATE IN THE OFFER.

FOR DETAILED RESTRICTIONS PLEASE REFER TO CHAPTER + 23 SELLING
AND TRANSFER RESTRICTIONS + OF THE PROSPECTUS (PAGE 250 ET SEQ.).
.
ENTITLEMENT
.——————
THE ENTITLEMENT WILL RANK PARI PASSU WITH THE EXISTING SHARES
.
UNINSTRUCTED RIGHTS WILL LAPSE ON THE DEADLINE AND WILL BE
DEBITED TO YOUR ACCOUNT UPON CONFIRMATION FROM OUR LOCAL
CUSTODIAN.
THERE IS NO CASH COMPENSATION FOR UNEXERCISED RIGHTS
.
TRADING OF RIGHTS:
.——————
TRADING PERIOD OF THE RIGHTS: 28/03/2023 UP TO AND INCLUDING
12/04/2023.
WE DO NOT OFFER THE SERVICE FOR BUY OR SELL OF RIGHTS.

OVERSUBSCRIPTION:
.—————-
OVERSUBSCRIPTION IS NOT POSSIBLE
.
SETTLEMENT
1. PENDING TRADES: NO INFORMATION AVAILABLE
.
2. MARKET CLAIMS:
MARKET CLAIMS MAY BE PROCESSED, EXCEPT ON BRIDGE TRANSACTIONS
EUCLID USERS : PLEASE REFER TO YOUR R57 ‘PENDING MARKET CLAIMS
STATUS’ REPORT.
FOR MORE INFORMATION GO TO : MY.EUROCLEAR.COM/EBMARKETS
.
BUYER PROTECTION INFORMATION:
.——————————
.
GUARANTEED PARTICIPATION DATE (GUPA) NOT COMMUNICATED TO
EUROCLEAR.
.
ELECTION TO COUNTERPARTY DEADLINE (ECPD) NOT COMMUNICATED TO
——————————————————-
EUROCLEAR.
.
ELECTION TO COUNTERPARTY RESPONSE DEADLINE (ECRD) NOT
COMMUNICATED TO EUROCLEAR.
.
TO DOWNLOAD THE BUYER PROTECTION INSTRUCTION

TEMPLATE, GO TO
MY.EUROCLEAR.COM AND ENTER ‘BUYER PROTECTION INSTRUCTION’ IN THE
KEYWORD SEARCH FIELD IN THE KNOWLEDGE BASE SECTION
.
THIS EVENT MAY GENERATE FRACTIONS OF SECURITIES THAT CANNOT BE
ALLOCATED IN THE EUROCLEAR SYSTEM. THEREFORE, WE WILL CALCULATE
EACH CLIENTS ENTITLEMENT AND APPLY A ROUNDING MECHANISM, AS
FOLLOWS:
.CLIENTS WITH THE LARGEST FRACTIONAL ENTITLEMENT WILL BE ROUNDED
UP UNTIL ALL FRACTIONAL SHARES ARE DISTRIBUTED.
.ALL OTHER CLIENTS WILL BE ROUNDED DOWN.
.IN THE CASE OF EQUAL FRACTIONAL ENTITLEMENTS FOR ELECTIVE EVENTS,
WE WILL FIRST ALLOCATE TO THE CLIENT WHO INSTRUCTED FIRST.

THIS CORPORATE ACTION NOTIFICATION DOES NOT CONSTITUTE AN OFFER
TO SELL OR THE SOLICITATION OF AN OFFER TO BUY ANY SECURITIES BY
ANYONE IN ANY JURISDICTION.
IT IS NOT, AND SHOULD NOT BE CONSTRUED OR TREATED AS, INVESTMENT
OR FINANCIAL ADVICE. IN PROVIDING THIS INFORMATION, EUROCLEAR
BANK IS NOT ACTING AS AGENT OF THE ISSUER.
BY SENDING AN INSTRUCTION TO EUROCLEAR BANK, YOU CONFIRM THAT YOU
(AND ANY BENEFICIAL OWNER(S) FOR WHOM YOU ACT) COMPLY WITH THE
TERMS AND CONDITIONS OF THE CORPORATE EVENT AND COMPLY WITH
APPLICABLE LOCAL LAWS OR REQUIREMENTS, INCLUDING BUT NOT LIMITED
TO HOLDING AND TRANSFER RESTRICTIONS.
IF HOLDING AND TRANSFER RESTRICTIONS WOULD PROHIBIT YOU (AND ANY
BENEFICIAL OWNER(S) FOR WHOM YOU ACT) TO HOLD THE PROCEEDS OF A
CORPORATE EVENT IN YOUR ACCOUNT IN EUROCLEAR BANK, YOU (AND ANY
BENEFICIAL OWNER(S) FOR WHOM YOU ACT) MUST ENSURE TO SEND AN
INSTRUCTION TO ALLOW THE TRANSFER OF THESE PROCEEDS TO AN ACCOUNT
OUTSIDE THE EUROCLEAR SYSTEM.

Дополнительную информацию будем доводить до Вашего сведения по мере ее пступления.